Filing Details
- Accession Number:
- 0001215490-19-000010
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-16 19:02:28
- Reporting Period:
- 2019-05-14
- Accepted Time:
- 2019-05-16 19:02:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1097149 | Align Technology Inc | ALGN | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 943267295 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1215490 | Joseph Lacob | C/O Align Technology Inc. 2820 Orchard Parkway San Jose CA 95131 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-05-14 | 5,000 | $320.00 | 242,397 | No | 4 | S | Indirect | Trust for Reporting Person |
| Common Stock | Acquisiton | 2019-05-15 | 1,042 | $0.00 | 243,439 | No | 4 | M | Indirect | Trust for Reporting Person |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Trust for Reporting Person |
| No | 4 | M | Indirect | Trust for Reporting Person |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | Disposition | 2019-05-15 | 1,042 | $0.00 | 1,042 | $0.00 |
| Common Stock | Restricted Stock Unit | Acquisiton | 2019-05-15 | 921 | $0.00 | 921 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct | ||
| 921 | No | 4 | A | Direct |
Footnotes
- Represents par value of ALGN Common Stock
- 100% of the restricted stock unit granted on May 16, 2018 became vested on May 15, 2019 and shares were delivered to reporting person on that date.
- 100% of the restricted stock unit will become vested on the earlier of (i) May 15, 2020 or (ii) the date of the 2020 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date.
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