Filing Details
- Accession Number:
- 0001437749-19-010284
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-16 17:52:17
- Reporting Period:
- 2019-05-15
- Accepted Time:
- 2019-05-16 17:52:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1421517 | Energy Recovery Inc. | ERII | Special Industry Machinery, Nec (3559) | 010616867 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1668423 | Emily Smith | C/O Energy Recovery 1717 Doolittle Drive San Leandro CA 94577 | Vp, Corporate Development | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-05-15 | 7,868 | $10.90 | 48,773 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-05-15 | 341 | $9.65 | 48,432 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Footnotes
- This figure is the weighted average sales price of multiple trades ranging from $10.81 to $11.01 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
- Payment of tax obligation by withholding securities incident to the vesting of the securities in accordance with Rule 16b-3(e).
- Represents the weighted average stock price of the shares withheld to cover the tax obligation for each restricted stock unit award vesting.
Billionaire Hedge Funds
