Filing Details
- Accession Number:
- 0001357521-19-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-16 08:51:42
- Reporting Period:
- 2019-05-15
- Accepted Time:
- 2019-05-16 08:51:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1000045 | Nicholas Financial Inc | NICK | Short-Term Business Credit Institutions (6153) | 593019317 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1357521 | M Kelly Malson | 2454 Mcmullen Booth Road Building C Clearwater FL 33759 | Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common | Acquisiton | 2019-05-15 | 2,094 | $8.97 | 41,170 | No | 4 | P | Direct | |
| Common | Acquisiton | 2019-05-15 | 2,094 | $0.00 | 43,264 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | A | Direct |
Footnotes
- Purchase of shares were made in accordance with a 10b5-1 Plan previously executed.
- Represents the average purchase price.
- These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 5/15/2019 was $8.70
Billionaire Hedge Funds
