Filing Details
- Accession Number:
- 0001321732-19-000062
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-15 19:53:11
- Reporting Period:
- 2019-05-13
- Accepted Time:
- 2019-05-15 19:53:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1321732 | Penumbra Inc | PEN | Surgical & Medical Instruments & Apparatus (3841) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1651323 | Adam Elsesser | One Penumbra Place Alameda CA 94502 | Chairman, Ceo And President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-05-13 | 1,800 | $124.05 | 1,112,182 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2019-05-13 | 3,110 | $125.00 | 1,109,072 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2019-05-13 | 2,350 | $125.84 | 1,106,722 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2019-05-13 | 400 | $126.73 | 1,106,322 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2019-05-13 | 27 | $127.94 | 1,106,295 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2019-05-13 | 13 | $128.83 | 1,106,282 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2019-05-13 | 300 | $129.38 | 1,105,982 | No | 4 | S | Indirect | By Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
Footnotes
- The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
- This transaction was executed in multiple trades at prices ranging from $123.36 to $124.32. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Shares are held by the Siegel/Elsesser Revocable Trust.
- This transaction was executed in multiple trades at prices ranging from $124.50 to $125.34. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $125.42 to $126.28. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $126.65 to $126.85. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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