Filing Details
- Accession Number:
- 0001766526-19-000018
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-15 19:52:09
- Reporting Period:
- 2019-05-14
- Accepted Time:
- 2019-05-15 19:52:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1766526 | Tectonic Financial Inc. | TECTP | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1325733 | Thomas Mcdougal | C/O Tectonic Financial, Inc. 16200 Dallas Parkway, Suite 190 Dallas TX 75248 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Series B Preferred Stock | Acquisiton | 2019-05-14 | 15,000 | $10.00 | 15,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Footnotes
- Represents shares purchased through a directed share program in connection with the initial public offering of the Issuer's 9.00% Fixed-to-Floating Rate Series B Non-Cumulative Perpetual Preferred Stock (the "Series B preferred stock"), which closed on May 14, 2019. These shares of Series B preferred stock were purchased at the public offering price of $10.00 per share.
Billionaire Hedge Funds
