Filing Details

Accession Number:
0001766526-19-000018
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-05-15 19:52:09
Reporting Period:
2019-05-14
Accepted Time:
2019-05-15 19:52:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1766526 Tectonic Financial Inc. TECTP () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1325733 Thomas Mcdougal C/O Tectonic Financial, Inc.
16200 Dallas Parkway, Suite 190
Dallas TX 75248
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Series B Preferred Stock Acquisiton 2019-05-14 15,000 $10.00 15,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. Represents shares purchased through a directed share program in connection with the initial public offering of the Issuer's 9.00% Fixed-to-Floating Rate Series B Non-Cumulative Perpetual Preferred Stock (the "Series B preferred stock"), which closed on May 14, 2019. These shares of Series B preferred stock were purchased at the public offering price of $10.00 per share.