Filing Details
- Accession Number:
- 0001774463-19-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-15 19:36:09
- Reporting Period:
- 2019-05-13
- Accepted Time:
- 2019-05-15 19:36:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1163668 | South Plains Financial Inc. | SPFI | State Commercial Banks (6022) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1774463 | D Richard Campbell | 5219 City Bank Parkway Lubbock TX 79407-3544 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2019-05-13 | 680,000 | $17.50 | 1,690,000 | No | 4 | S | Indirect | [see footnote] |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | [see footnote] |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 40,712 | Direct |
Footnotes
- 1,172 of the shares reported represent restricted stock units that may be settled only by delivery of an equal number of shares of common stock and which are subject to vesting and forfeiture.
- Represents shares of Common Stock sold by James C. Henry to the underwriters in the initial public offering (the "IPO") of the Issuer, which closed on May 13, 2019. The price per share received by Mr. Henry is equal to the public offering price of $17.50 less the underwriting discount.
- Includes (i) 1,470,000 shares owned by Henry Taw LP and (ii) 220,000 shares owned by James C. Henry. Shares owned by James C. Henry and Henry Taw LP but subject to a voting agreement and irrevocable proxy pursuant to which Mr. Campbell exercises voting authority.