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Home > Insider Trading > Filing (0001766526-19-000014)

Filing Details

Accession Number:: 0001766526-19-000014
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-05-15 18:54:31
Reporting Period:: 2019-05-14

Accepted Time:: 2019-05-15 18:54:31
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1766526	Tectonic Financial Inc.	TECTP	State Commercial Banks (6022)	820764846

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1774442	Barb Bomersbach	C/O Tectonic Financial, Inc. 16200 Dallas Parkway, Suite 190 Dallas TX 75248		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Series B Preferred Stock	Acquisiton	2019-05-14	2,500	$10.00	2,500	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Footnotes

Represents shares purchased through a directed share program in connection with the initial public offering of the Issuer's 9.00% Fixed-to-Floating Rate Series B Non-Cumulative Perpetual Preferred Stock (the "Series B preferred stock"), which closed on May 14, 2019. These shares of Series B preferred stock were purchased at the public offering price of $10.00 per share.