Filing Details
- Accession Number:
- 0001439288-19-000044
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-15 18:19:06
- Reporting Period:
- 2019-05-13
- Accepted Time:
- 2019-05-15 18:19:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1439288 | Rexnord Corp | RXN | General Industrial Machinery & Equipment (3560) | 205197013 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1632456 | J George Powers | 511 W. Freshwater Way Milwaukee WI 53204 | Chief Human Resources Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-05-13 | 7,346 | $0.00 | 14,153 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2019-05-13 | 8,965 | $0.00 | 23,118 | No | 4 | A | Direct | |
Common Stock | Disposition | 2019-05-14 | 2,771 | $27.59 | 20,347 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 372 | Indirect | By 401(k) Plan |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | $26.63 | 2016-02-06 | 2025-02-06 | 88,344 | 88,344 | Direct |
Common Stock | Stock Option (right to buy) | $25.77 | 2025-05-22 | 28,340 | 28,340 | Direct | |
Common Stock | Stock Option (right to buy) | $19.70 | 2017-05-20 | 2026-05-20 | 49,142 | 49,142 | Direct |
Common Stock | Stock Option (right to buy) | $23.13 | 2018-05-19 | 2027-05-19 | 29,321 | 29,321 | Direct |
Common Stock | Stock Option (right to buy) | $28.91 | 2019-05-25 | 2028-05-25 | 11,792 | 11,792 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2025-02-06 | 88,344 | 88,344 | Direct |
2025-05-22 | 28,340 | 28,340 | Direct |
2026-05-20 | 49,142 | 49,142 | Direct |
2027-05-19 | 29,321 | 29,321 | Direct |
2028-05-25 | 11,792 | 11,792 | Direct |
Footnotes
- Restricted stock unit grant, which vests in three annual installments beginning on the first anniversary of the grant date, assuming continued employment.
- Based on Rexnord Corporation's performance during the three-year performance period (fiscal 2017-fiscal 2019), performance stock units ("PSUs") vested.
- Shares were sold to satisfy tax withholding obligations in connection with the vesting of PSUs.
- This transaction was executed in multiple trades at prices ranging from $26.93 to $27.78. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
- Based on information from the trustee of the 401(k) Plan.
- Option fully vested.
- The original option vests in three annual installments beginning on the date listed above.