Filing Details
- Accession Number:
- 0001439288-19-000040
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-15 18:07:18
- Reporting Period:
- 2019-05-13
- Accepted Time:
- 2019-05-15 18:07:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1439288 | Rexnord Corp | RXN | General Industrial Machinery & Equipment (3560) | 205197013 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1525211 | A. Todd Adams | 511 W. Freshwater Way Milwaukee WI 53204 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-05-13 | 61,091 | $0.00 | 272,883 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2019-05-13 | 199,251 | $0.00 | 472,134 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2019-05-14 | 104,231 | $27.59 | 367,903 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,810 | Indirect | By 401(k) Plan |
| Common Stock | 1,200 | Indirect | By SEP IRA |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | $4.80 | 2019-09-11 | 499,524 | 499,524 | Direct | |
| Common Stock | Stock Option (right to buy) | $8.89 | 2020-10-29 | 166,508 | 166,508 | Direct | |
| Common Stock | Stock Option (right to buy) | $18.00 | 2022-03-29 | 937,000 | 937,000 | Direct | |
| Common Stock | Stock Option (right to buy) | $19.70 | 2017-05-20 | 2026-05-20 | 1,092,044 | 1,092,044 | Direct |
| Common Stock | Stock Option (right to buy) | $23.13 | 2018-05-19 | 2027-05-19 | 216,050 | 216,050 | Direct |
| Common Stock | Stock Option (right to buy) | $28.91 | 2019-05-25 | 2018-05-25 | 90,802 | 90,802 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2019-09-11 | 499,524 | 499,524 | Direct |
| 2020-10-29 | 166,508 | 166,508 | Direct |
| 2022-03-29 | 937,000 | 937,000 | Direct |
| 2026-05-20 | 1,092,044 | 1,092,044 | Direct |
| 2027-05-19 | 216,050 | 216,050 | Direct |
| 2018-05-25 | 90,802 | 90,802 | Direct |
Footnotes
- Restricted stock unit grant, which vests in three annual installments beginning on the first anniversary of the grant date, assuming continued employment.
- Based on Rexnord Corporation's performance during the three-year performance period (fiscal 2017-fiscal 2019), performance stock units ("PSUs") vested.
- Shares were sold to satisfy tax withholding obligations in connection with the vesting of PSUs.
- This transaction was executed in multiple trades at prices ranging from $26.93 to $27.78. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
- Based on information from the trustee of the 401(k) Plan.
- Option fully vested.
- The original option vests in three annual installments beginning on the date listed above.
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