Filing Details
- Accession Number:
- 0001567619-19-011332
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-15 17:38:02
- Reporting Period:
- 2019-05-13
- Accepted Time:
- 2019-05-15 17:38:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1356090 | Intrexon Corp | XON | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1091823 | J Randal Kirk | C/O Third Security, Llc 1881 Grove Avenue Radford VA 24141 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-05-13 | 150,773 | $4.25 | 196,985 | No | 4 | P | Indirect | by Sr. Staff 2015 |
Common Stock | Acquisiton | 2019-05-14 | 59,000 | $4.37 | 255,985 | No | 4 | P | Indirect | by Sr. Staff 2015 |
Common Stock | Acquisiton | 2019-05-15 | 125,620 | $4.59 | 381,605 | No | 4 | P | Indirect | by Sr. Staff 2015 |
Common Stock | Acquisiton | 2019-05-13 | 150,773 | $4.25 | 196,985 | No | 4 | P | Indirect | by Staff 2015 |
Common Stock | Acquisiton | 2019-05-14 | 59,000 | $4.37 | 255,985 | No | 4 | P | Indirect | by Staff 2015 |
Common Stock | Acquisiton | 2019-05-15 | 125,620 | $4.59 | 381,605 | No | 4 | P | Indirect | by Staff 2015 |
Common Stock | Acquisiton | 2019-05-13 | 75,386 | $4.25 | 753,709 | No | 4 | P | Indirect | by Incentive 2010 |
Common Stock | Acquisiton | 2019-05-14 | 29,500 | $4.37 | 783,209 | No | 4 | P | Indirect | by Incentive 2010 |
Common Stock | Acquisiton | 2019-05-15 | 62,810 | $4.59 | 846,019 | No | 4 | P | Indirect | by Incentive 2010 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | by Sr. Staff 2015 |
No | 4 | P | Indirect | by Sr. Staff 2015 |
No | 4 | P | Indirect | by Sr. Staff 2015 |
No | 4 | P | Indirect | by Staff 2015 |
No | 4 | P | Indirect | by Staff 2015 |
No | 4 | P | Indirect | by Staff 2015 |
No | 4 | P | Indirect | by Incentive 2010 |
No | 4 | P | Indirect | by Incentive 2010 |
No | 4 | P | Indirect | by Incentive 2010 |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,091,141 | Indirect | by Third Security |
Common Stock | 14,140,139 | Indirect | by Kapital Joe |
Common Stock | 8,325,000 | Indirect | by TSCP V |
Common Stock | 311,287 | Indirect | by Staff 2001 |
Common Stock | 1,403 | Indirect | by Lotus |
Common Stock | 19,711 | Indirect | by Incentive 2006 |
Common Stock | 118,266 | Indirect | by Senior Staff 2006 |
Common Stock | 59,133 | Indirect | by Staff 2006 |
Common Stock | 5,483,957 | Indirect | by Mascara Kaboom |
Common Stock | 58,800 | Indirect | by Sr. Staff |
Common Stock | 213,805 | Indirect | by ADC 2010 |
Common Stock | 1,356,648 | Indirect | by Senior Staff 2008 |
Common Stock | 1,356,648 | Indirect | by Staff 2010 |
Common Stock | 13,340,645 | Indirect | by NRM VI Holdings |
Common Stock | 243,001 | Indirect | by NRM VII Holdings |
Footnotes
- Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share.
- Randal J. Kirk controls each of Sr. Staff 2015, Staff 2015, Incentive 2010, Third Security, LLC ("Third Security"), Kapital Joe, LLC ("Kapital Joe"), Third Security Capital Partners V, LLC ("TSCP V"), Third Security Staff 2001 LLC ("Staff 2001"), Lotus Capital (2000) Company Inc. ("Lotus"), Third Security Incentive 2006 LLC ("Incentive 2006"), Third Security Senior Staff 2006 LLC ("Senior Staff 2006"), and Third Security Staff 2006 LLC ("Staff 2006"), Mascara Kaboom, LLC ("Mascara Kaboom"), Third Security Senior Staff LLC ("Sr. Staff"), ADC 2010, LLC ("ADC 2010"), Third Security Senior Staff 2008 LLC ("Senior Staff 2008"), Third Security Staff 2010 LLC ("Staff 2010"), NRM VI Holdings I, LLC ("NRM VI Holdings") and NRM VII Holdings I, LLC ("NRM VII Holdings"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under t