Filing Details

Accession Number:
0001567619-19-011332
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-05-15 17:38:02
Reporting Period:
2019-05-13
Accepted Time:
2019-05-15 17:38:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1356090 Intrexon Corp XON () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1091823 J Randal Kirk C/O Third Security, Llc
1881 Grove Avenue
Radford VA 24141
Chief Executive Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-05-13 150,773 $4.25 196,985 No 4 P Indirect by Sr. Staff 2015
Common Stock Acquisiton 2019-05-14 59,000 $4.37 255,985 No 4 P Indirect by Sr. Staff 2015
Common Stock Acquisiton 2019-05-15 125,620 $4.59 381,605 No 4 P Indirect by Sr. Staff 2015
Common Stock Acquisiton 2019-05-13 150,773 $4.25 196,985 No 4 P Indirect by Staff 2015
Common Stock Acquisiton 2019-05-14 59,000 $4.37 255,985 No 4 P Indirect by Staff 2015
Common Stock Acquisiton 2019-05-15 125,620 $4.59 381,605 No 4 P Indirect by Staff 2015
Common Stock Acquisiton 2019-05-13 75,386 $4.25 753,709 No 4 P Indirect by Incentive 2010
Common Stock Acquisiton 2019-05-14 29,500 $4.37 783,209 No 4 P Indirect by Incentive 2010
Common Stock Acquisiton 2019-05-15 62,810 $4.59 846,019 No 4 P Indirect by Incentive 2010
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect by Sr. Staff 2015
No 4 P Indirect by Sr. Staff 2015
No 4 P Indirect by Sr. Staff 2015
No 4 P Indirect by Staff 2015
No 4 P Indirect by Staff 2015
No 4 P Indirect by Staff 2015
No 4 P Indirect by Incentive 2010
No 4 P Indirect by Incentive 2010
No 4 P Indirect by Incentive 2010
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,091,141 Indirect by Third Security
Common Stock 14,140,139 Indirect by Kapital Joe
Common Stock 8,325,000 Indirect by TSCP V
Common Stock 311,287 Indirect by Staff 2001
Common Stock 1,403 Indirect by Lotus
Common Stock 19,711 Indirect by Incentive 2006
Common Stock 118,266 Indirect by Senior Staff 2006
Common Stock 59,133 Indirect by Staff 2006
Common Stock 5,483,957 Indirect by Mascara Kaboom
Common Stock 58,800 Indirect by Sr. Staff
Common Stock 213,805 Indirect by ADC 2010
Common Stock 1,356,648 Indirect by Senior Staff 2008
Common Stock 1,356,648 Indirect by Staff 2010
Common Stock 13,340,645 Indirect by NRM VI Holdings
Common Stock 243,001 Indirect by NRM VII Holdings
Footnotes
  1. Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share.
  2. Randal J. Kirk controls each of Sr. Staff 2015, Staff 2015, Incentive 2010, Third Security, LLC ("Third Security"), Kapital Joe, LLC ("Kapital Joe"), Third Security Capital Partners V, LLC ("TSCP V"), Third Security Staff 2001 LLC ("Staff 2001"), Lotus Capital (2000) Company Inc. ("Lotus"), Third Security Incentive 2006 LLC ("Incentive 2006"), Third Security Senior Staff 2006 LLC ("Senior Staff 2006"), and Third Security Staff 2006 LLC ("Staff 2006"), Mascara Kaboom, LLC ("Mascara Kaboom"), Third Security Senior Staff LLC ("Sr. Staff"), ADC 2010, LLC ("ADC 2010"), Third Security Senior Staff 2008 LLC ("Senior Staff 2008"), Third Security Staff 2010 LLC ("Staff 2010"), NRM VI Holdings I, LLC ("NRM VI Holdings") and NRM VII Holdings I, LLC ("NRM VII Holdings"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under t