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Home > Insider Trading > Filing (0000933430-19-000005)

Filing Details

Accession Number:: 0000933430-19-000005
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-05-15 17:28:27
Reporting Period:: 2019-05-13

Accepted Time:: 2019-05-15 17:28:27
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
883107	Nanophase Technologies Corp	NANX	Miscellaneous Primary Metal Products (3390)	363687863

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
933430	T Bradford Whitmore	1603 Orrington Ave., Ste 900 Evanston IL 60201		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2019-05-13	4,189,000	$0.40	17,096,435	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	2,433,300	Indirect	by Grace Brothers, LP
Common Stock	601,410	Indirect	by Grace Investments, LP
Common Stock	51,454	Indirect	by daughter

Footnotes

As manager of BRO-GP, LLC, Grace Brothers, LP's General Partner, Bradford T. Whitmore is an indirect beneficial owner of 2,433,300 shares of Common Stock.
As manager of INV-GP, LLC, Grace Investments, LP's General Partner, Bradford T. Whitmore is an indirect beneficial owner of 601,410 shares of Common Stock.