Filing Details
- Accession Number:
- 0000899243-19-013509
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-14 21:00:24
- Reporting Period:
- 2019-05-10
- Accepted Time:
- 2019-05-14 21:00:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1351288 | Gw Pharmaceuticals Plc | GWPH | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1532023 | S Julian Gangolli | Sovereign House, Vision Park, Histon Cambridge X0 CB24 9BZ | President, North America | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2019-05-10 | 403,804 | $0.00 | 510,352 | No | 4 | M | Direct | |
Ordinary Shares | Acquisiton | 2019-05-10 | 75,369 | $10.61 | 585,721 | No | 4 | M | Direct | |
Ordinary Shares | Acquisiton | 2019-05-10 | 192,755 | $3.72 | 778,476 | No | 4 | M | Direct | |
Ordinary Shares | Disposition | 2019-05-10 | 117,876 | $14.63 | 660,600 | No | 4 | S | Direct | |
Ordinary Shares | Disposition | 2019-05-10 | 81,156 | $14.70 | 579,444 | No | 4 | S | Direct | |
Ordinary Shares | Disposition | 2019-05-10 | 65,268 | $14.80 | 514,176 | No | 4 | S | Direct | |
Ordinary Shares | Disposition | 2019-05-10 | 208,260 | $14.88 | 305,916 | No | 4 | S | Direct | |
Ordinary Shares | Disposition | 2019-05-10 | 145,164 | $14.96 | 160,752 | No | 4 | S | Direct | |
Ordinary Shares | Disposition | 2019-05-10 | 12,048 | $15.03 | 148,704 | No | 4 | S | Direct | |
Ordinary Shares | Disposition | 2019-05-10 | 31,368 | $15.12 | 117,336 | No | 4 | S | Direct | |
Ordinary Shares | Disposition | 2019-05-10 | 10,788 | $15.19 | 106,548 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | Stock Options | Disposition | 2019-05-10 | 27,419 | $0.00 | 27,419 | $0.00 |
Ordinary Shares | Stock Options | Disposition | 2019-05-10 | 365,591 | $0.00 | 365,591 | $0.00 |
Ordinary Shares | Stock Options | Disposition | 2019-05-10 | 10,788 | $0.00 | 10,788 | $0.00 |
Ordinary Shares | Stock Options | Disposition | 2019-05-10 | 75,369 | $0.00 | 75,369 | $10.61 |
Ordinary Shares | Stock Options | Disposition | 2019-05-10 | 192,755 | $0.00 | 192,755 | $3.72 |
Ordinary Shares | Stock Options | Disposition | 2019-05-10 | 6 | $0.00 | 6 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2019-02-15 | 2020-03-15 | No | 4 | M | Direct |
0 | 2019-02-15 | 2020-03-15 | No | 4 | M | Direct |
0 | 2019-01-06 | 2020-03-15 | No | 4 | M | Direct |
0 | 2018-06-24 | 2025-06-24 | No | 4 | M | Direct |
0 | 2019-02-15 | 2026-02-15 | No | 4 | M | Direct |
10,603 | 2019-12-24 | No | 4 | M | Direct |
Footnotes
- Exercise of stock options. Following the exercise, these shares were converted into American Depositary Shares of the Issuer ("ADS"). Each ADS represents twelve ordinary shares of the Issuer.
- Converted from British Pounds Sterling to U.S. Dollars using currency ratio of 1.00 British Pound Sterling = 1.30 U.S. Dollars as of May 10, 2019.
- The exercise price was previously reported to be $8.7364 on the Reporting Person's form 3 filed with the SEC on October 1, 2018 due to an administrative error.
- The exercise price was previously reported to be $3.3461 on the Reporting Person's form 3 filed with the SEC on October 1, 2018 due to an administrative error.
- Represented by ADSs. The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2019.
- The price reported in Column 4 is a weighted average price per ordinary share ($175.57 per ADS). These shares were sold in multiple transactions at prices ranging from $174.99 per ADS (or $14.58 per ordinary share) to $175.98 per ADS (or $14.67 per ordinary share), inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- The price reported in Column 4 is a weighted average price per ordinary share ($176.40 per ADS). These shares were sold in multiple transactions at prices ranging from $175.99 per ADS (or $14.67 per ordinary share) to $176.87 per ADS (or $14.74 per ordinary share), inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- The price reported in Column 4 is a weighted average price per ordinary share ($177.58 per ADS). These shares were sold in multiple transactions at prices ranging from $177.01 per ADS (or $14.75 per ordinary share) to $177.90 per ADS (or $14.83 per ordinary share), inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- The price reported in Column 4 is a weighted average price per ordinary share ($178.60 per ADS). These shares were sold in multiple transactions at prices ranging from $178.02 per ADS (or $14.84 per ordinary share) to $179.00 per ADS (or $14.92 per ordinary share), inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- The price reported in Column 4 is a weighted average price per ordinary share ($179.49 per ADS). These shares were sold in multiple transactions at prices ranging from $179.07 per ADS (or $14.92 per ordinary share) to $180.01 per ADS (or $15.00 per ordinary share), inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- The price reported in Column 4 is a weighted average price per ordinary share ($180.36 per ADS). These shares were sold in multiple transactions at prices ranging from $180.13 per ADS (or $15.01 per ordinary share) to $180.44 per ADS (or $15.04 per ordinary share), inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- The price reported in Column 4 is a weighted average price per ordinary share ($181.46 per ADS). These shares were sold in multiple transactions at prices ranging from $181.28 per ADS (or $15.11 per ordinary share) to $181.65 per ADS (or $15.14 per ordinary share), inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- The price reported in Column 4 is price per ordinary share converted from price per ADS ($182.32 per ADS).
- These stock options will originally vest on June 24, 2019. Stock options to acquire 6 ordinary shares were accelerated.