Filing Details
- Accession Number:
- 0001209191-19-029699
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-14 17:02:05
- Reporting Period:
- 2019-05-13
- Accepted Time:
- 2019-05-14 17:02:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1716621 | Ra Medical Systems Inc. | RMED | Surgical & Medical Instruments & Apparatus (3841) | 383661826 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1746687 | Dean Irwin | C/O Ra Medical Systems, Inc. 2070 Las Palmas Drive Carlsbad CA 92011 | See Remarks | Yes | Yes | Yes | No |
1748379 | Dean Irwin & Melissa Burstein, As Trustees U/T/A June 12, 2017 | C/O Ra Medical Systems, Inc. 2070 Las Palmas Drive Carlsbad CA 92011 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2019-05-13 | 13,736 | $3.82 | 221,212 | No | 4 | S | Direct | |
Common Stock | Disposition | 2019-05-13 | 8,246 | $3.82 | 132,838 | No | 4 | S | Indirect | By Spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Spouse |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,803,852 | Indirect | See Footnote |
Footnotes
- Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Reporting Person's award agreement to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.
- The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $3.7989 to $3.8291 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $3.7952 to $3.8254 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Shares held of record by Dean Irwin & Melissa Burstein, as Trustees U/T/A June 12, 2017, of which Dean Irwin serves as co-trustee.