Filing Details
- Accession Number:
- 0000899243-19-013465
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-14 16:43:26
- Reporting Period:
- 2019-05-10
- Accepted Time:
- 2019-05-14 16:43:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1504619 | Pennantpark Floating Rate Capital Ltd. | PFLT | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1118957 | L Samuel Katz | C/O Pennantpark Floating Rate Cap. Ltd 590 Madison Avenue 15Th Floor New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-05-10 | 100 | $12.20 | 146,900 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-05-13 | 19,900 | $12.11 | 166,800 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 300 | Indirect | Held by various related trusts |
Billionaire Hedge Funds
