Filing Details
- Accession Number:
- 0001179110-19-006020
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-14 16:41:19
- Reporting Period:
- 2019-05-10
- Accepted Time:
- 2019-05-14 16:41:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 911177 | Casella Waste Systems Inc | CWST | Refuse Systems (4953) | 030338873 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1392991 | D Edwin Johnson | 25 Greens Hill Lane C/O Casella Waste Systems, Inc. Rutland VT 05701 | President & Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2019-05-10 | 41,824 | $4.00 | 380,668 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2019-05-10 | 41,824 | $38.18 | 338,844 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2019-05-13 | 5,076 | $4.00 | 343,926 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2019-05-13 | 5,076 | $37.80 | 338,844 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2019-05-14 | 25,566 | $4.00 | 364,410 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2019-05-14 | 10,034 | $5.71 | 374,444 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2019-05-14 | 35,600 | $38.02 | 338,844 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2019-05-10 | 41,824 | $0.00 | 41,824 | $4.00 |
| Class A Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2019-05-13 | 5,076 | $0.00 | 5,076 | $4.00 |
| Class A Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2019-05-14 | 25,566 | $0.00 | 25,566 | $4.00 |
| Class A Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2019-05-14 | 10,034 | $0.00 | 10,034 | $5.71 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2022-12-05 | No | 4 | M | Direct | |
| 0 | 2022-12-05 | No | 4 | M | Direct | |
| 0 | 2022-12-05 | No | 4 | M | Direct | |
| 0 | 2023-12-11 | No | 4 | M | Direct |
Footnotes
- Represents the weighted average sales price for shares sold in multiple transactions, ranging from $38.15 to $38.455. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- Represents the weighted average sales price for shares sold in multiple transactions, ranging from $37.80 to $37.825. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- The option vested on December 5, 2015.
- The option vested on December 31, 2013.
- Represents the weighted average sales price for shares sold in multiple transactions, ranging from $38.00 to $38.09. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
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