Filing Details
- Accession Number:
- 0001127602-11-009959
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-11 11:24:18
- Reporting Period:
- 2011-03-09
- Filing Date:
- 2011-03-11
- Accepted Time:
- 2011-03-11 11:24:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
72741 | Northeast Utilities | NU | Electric Services (4911) | 042147929 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1025745 | H Richard Booth | C/O Northeast Utilities One Federal Street, Building 111-4 Springfield MA 01105 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares, $5.00 Par Value | Acquisiton | 2011-03-09 | 2,500 | $20.75 | 37,307 | No | 4 | M | Direct | |
Common Shares, $5.00 Par Value | Disposition | 2011-03-09 | 2,500 | $34.72 | 34,807 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares, $5.00 Par Value | Employee Stock Option (Right to Buy) | Disposition | 2011-03-09 | 2,500 | $0.00 | 2,500 | $20.75 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2002-07-09 | 2011-07-09 | No | 4 | M | Direct |
Footnotes
- The options exercised to purchase 2,500 Common Shares were granted on July 9, 2001, that vested 50% on that date and 50% on February 27, 2002.
- Mr. Booth's total includes restricted share units receipt of which has been deferred, shares receipt of which has been deferred and dividend equivalents thereon. Mr. Booth also continues to beneficially own 2,500 options to purchase Northeast Utilities Common shares, the acquisition of which was previously reported on Form 4.