Filing Details
- Accession Number:
- 0000947871-19-000369
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-14 14:24:25
- Reporting Period:
- 2018-12-04
- Accepted Time:
- 2019-05-14 14:24:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1089872 | Gaia Inc | GAIA | Services-Motion Picture & Video Tape Production (7812) | 841113527 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1704268 | Mubadala Investment Co Pjsc | P. O. Box 45005 Abu Dhabi C0 UAE | No | No | No | Yes | |
1763537 | Ltd (Cayman) Capital Mdc | Intertrust Corp. Services (Cayman) Ltd 190 Elgin Avenue George Town, Grand Cayman, E9 KY1-9005 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2018-12-04 | 15,250 | $12.74 | 1,266,461 | No | 4 | P | Indirect | See footnote |
Class A Common Stock | Disposition | 2019-05-01 | 1,266,461 | $10.58 | 0 | No | 4 | J | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
No | 4 | J | Indirect | See footnote |
Footnotes
- The Reporting Person inadvertently failed to report the acquisition of these shares at the time of acquisition.
- 1,266,461 shares were held of record by MDC Capital (Cayman) Limited ("MDC Capital (Cayman)"), as trustee for Fifty First Investment Company LLC. MDC Capital (Cayman) is a direct wholly owned subsidiary of MDC Capital LLC. MDC Capital LLC, MDC Capital (Cayman) and Fifty First Investment Company LLC are controlled subsidiaries of Mubadala Development Company PJSC. Mubadala Development Company PJSC is wholly owned by Mubadala Investment Company PJSC.
- On May 1, 2019, in connection with fund reorganization activities, the shares previously beneficially owned by the Reporting Persons were contributed to MIC Capital Partners (Public) Parallel Cayman, LP ("MIC Capital") in a non-cash transaction at a value of $10.58 per share (the "Contribution"). Following the Contribution, the Reporting Persons no longer had beneficial ownership of any shares of the Issuer, but may be considered to have pecuniary interest (without control) in certain shares held by MIC Capital (which such number of shares would be less than 10% of the outstanding class of shares).