Filing Details
- Accession Number:
- 0001393726-19-000092
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-14 10:06:53
- Reporting Period:
- 2019-05-10
- Accepted Time:
- 2019-05-14 10:06:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1393726 | Tiptree Inc. | TIPT | Fire, Marine & Casualty Insurance (6331) | 383754322 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1498811 | Gene Michael Barnes | C/O Tiptree Inc. 299 Park Avenue, 13Th Floor New York NY 10171 | Executive Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-05-10 | 139 | $5.88 | 7,809,653 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2019-05-10 | 1,045 | $5.89 | 7,810,698 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2019-05-10 | 2,194 | $5.90 | 7,812,892 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2019-05-10 | 325 | $5.91 | 7,813,217 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2019-05-10 | 420 | $5.92 | 7,813,637 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2019-05-13 | 473 | $5.88 | 7,814,110 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2019-05-13 | 379 | $5.90 | 7,814,489 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2019-05-13 | 496 | $5.91 | 7,814,985 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2019-05-13 | 3,501 | $5.92 | 7,818,486 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2019-05-13 | 470 | $5.94 | 7,818,956 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2019-05-13 | 183 | $5.95 | 7,819,139 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 109,736 | Indirect | By: Corvid Peak Holdings, L.P. |
Footnotes
- Purchases pursuant to a Rule 10b5-1 trading plan.
- The reporting person is a principal of Corvid Peak Holdings, L.P. (f/k/a Tricadia Holdings, L.P.) ("Corvid Peak"). The number of shares reflects a total which is greater than the Reporting Person's pecuniary interest. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.