Filing Details

Accession Number:
0001393726-19-000092
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-05-14 10:06:53
Reporting Period:
2019-05-10
Accepted Time:
2019-05-14 10:06:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1393726 Tiptree Inc. TIPT Fire, Marine & Casualty Insurance (6331) 383754322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1498811 Gene Michael Barnes C/O Tiptree Inc.
299 Park Avenue, 13Th Floor
New York NY 10171
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-05-10 139 $5.88 7,809,653 No 4 P Direct
Common Stock Acquisiton 2019-05-10 1,045 $5.89 7,810,698 No 4 P Direct
Common Stock Acquisiton 2019-05-10 2,194 $5.90 7,812,892 No 4 P Direct
Common Stock Acquisiton 2019-05-10 325 $5.91 7,813,217 No 4 P Direct
Common Stock Acquisiton 2019-05-10 420 $5.92 7,813,637 No 4 P Direct
Common Stock Acquisiton 2019-05-13 473 $5.88 7,814,110 No 4 P Direct
Common Stock Acquisiton 2019-05-13 379 $5.90 7,814,489 No 4 P Direct
Common Stock Acquisiton 2019-05-13 496 $5.91 7,814,985 No 4 P Direct
Common Stock Acquisiton 2019-05-13 3,501 $5.92 7,818,486 No 4 P Direct
Common Stock Acquisiton 2019-05-13 470 $5.94 7,818,956 No 4 P Direct
Common Stock Acquisiton 2019-05-13 183 $5.95 7,819,139 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 109,736 Indirect By: Corvid Peak Holdings, L.P.
Footnotes
  1. Purchases pursuant to a Rule 10b5-1 trading plan.
  2. The reporting person is a principal of Corvid Peak Holdings, L.P. (f/k/a Tricadia Holdings, L.P.) ("Corvid Peak"). The number of shares reflects a total which is greater than the Reporting Person's pecuniary interest. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.