Filing Details
- Accession Number:
- 0001209191-19-029440
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-13 18:33:36
- Reporting Period:
- 2019-05-09
- Accepted Time:
- 2019-05-13 18:33:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1227636 | Neuronetics Inc. | STIM | Surgical & Medical Instruments & Apparatus (3841) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1408320 | Peter Donato | C/O Neuronetics, Inc. 3222 Phoenixville Pike Malvern PA 19355 | Vice President And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-05-09 | 6,905 | $2.32 | 20,912 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2019-05-09 | 7,672 | $4.64 | 28,584 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2019-05-09 | 24,051 | $3.19 | 52,635 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-05-09 | 20,469 | $15.23 | 32,166 | No | 4 | S | Direct | |
Common Stock | Disposition | 2019-05-09 | 1,878 | $15.67 | 30,288 | No | 4 | S | Direct | |
Common Stock | Disposition | 2019-05-10 | 706 | $15.30 | 29,582 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-05-09 | 6,905 | $0.00 | 6,905 | $2.32 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-05-09 | 7,672 | $0.00 | 7,672 | $4.64 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-05-09 | 24,051 | $0.00 | 24,051 | $3.19 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
9,667 | 2027-07-19 | No | 4 | M | Direct | |
23,014 | 2028-03-15 | No | 4 | M | Direct | |
54,662 | 2027-04-11 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.50 to $15.4925 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.50 to $15.935 inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.02 to $15.435 inclusive.
- Twenty-five percent (25%) of the shares subject to the option vested on July 20, 2018, and one thirty-sixth (1/36th) of the remaining shares subject to the option vested or shall vest each month thereafter, subject to Reporting Person continuing to provide service through each such date.
- Twenty-five percent (25%) of the shares subject to the option vested on March 16, 2019, and one thirty-sixth (1/36th) of the remaining shares subject to the option vested or shall vest each month thereafter, subject to Reporting Person continuing to provide service through each such date.
- Twenty-five percent (25%) of the shares subject to the option vested on April 10 ,2018, and one thirty-sixth (1/36th) of the remaining shares subject to the option vested or shall vest each month thereafter, subject to Reporting Person continuing to provide service through each such date.