Filing Details
- Accession Number:
- 0000899243-19-013218
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2019-05-13 16:15:45
- Reporting Period:
- 2018-08-14
- Accepted Time:
- 2019-05-13 16:15:45
- Original Submission Date:
- 2018-08-14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1217234 | Caredx Inc. | CDNA | Services-Medical Laboratories (8071) | 943316839 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1702824 | Brian Michael Bell | C/O Caredx, Inc. 3260 Bayshore Boulevard Brisbane CA 94005 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-08-14 | 12,500 | $1.00 | 93,593 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-08-14 | 12,500 | $16.84 | 81,093 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-08-14 | 12,500 | $0.00 | 12,500 | $1.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
37,500 | 2027-04-21 | No | 4 | M | Direct |
Footnotes
- This amendment is being filed to report the exercise of an option to purchase 12,500 shares of common stock by the Reporting Person on August 14, 2018 which was inadvertently omitted from the original Form 4. This exercise resulted in an additional 12,500 shares held by the Reporting Person which were inadvertently omitted from the original Form 4 and also were omitted from five Forms 4 filed by the Reporting Person after the date the original Form 4 was filed.
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.75 to $17.045, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
- 1/4th of the shares subject to the option vested on April 21, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.