Filing Details

Accession Number:
0000049728-19-000065
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-05-13 16:04:13
Reporting Period:
2019-05-10
Accepted Time:
2019-05-13 16:04:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
49728 Iec Electronics Corp IEC Printed Circuit Boards (3672) 133458955
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1753367 L Thomas Barbato 105 Norton Street
Newark NY 14513
Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-05-10 7,500 $6.36 7,500 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $5.43 2025-09-18 100,000 100,000 Direct
Common Stock Restricted Stock Units $0.00 2022-05-03 2022-05-03 3,637 3,637 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2025-09-18 100,000 100,000 Direct
2022-05-03 3,637 3,637 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.32 to $6.36, inclusive. The reporting person undertakes to provide to IEC Electronics Corp., any security holder of IEC Electronics Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range reported above.
  2. This option vests 25% on each of the first four anniversaries of the 9/10/2018 date of grant.
  3. These restricted stock units, which each represent a contingent right to receive one share of common stock, vest 100% on the third anniversary of the date of grant.