Filing Details
- Accession Number:
- 0000049728-19-000065
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-13 16:04:13
- Reporting Period:
- 2019-05-10
- Accepted Time:
- 2019-05-13 16:04:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
49728 | Iec Electronics Corp | IEC | Printed Circuit Boards (3672) | 133458955 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1753367 | L Thomas Barbato | 105 Norton Street Newark NY 14513 | Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-05-10 | 7,500 | $6.36 | 7,500 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $5.43 | 2025-09-18 | 100,000 | 100,000 | Direct | |
Common Stock | Restricted Stock Units | $0.00 | 2022-05-03 | 2022-05-03 | 3,637 | 3,637 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2025-09-18 | 100,000 | 100,000 | Direct |
2022-05-03 | 3,637 | 3,637 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.32 to $6.36, inclusive. The reporting person undertakes to provide to IEC Electronics Corp., any security holder of IEC Electronics Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range reported above.
- This option vests 25% on each of the first four anniversaries of the 9/10/2018 date of grant.
- These restricted stock units, which each represent a contingent right to receive one share of common stock, vest 100% on the third anniversary of the date of grant.