Filing Details
- Accession Number:
- 0001511701-19-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-13 16:00:12
- Reporting Period:
- 2019-05-10
- Accepted Time:
- 2019-05-13 16:00:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1040161 | Pixelworks Inc | PXLW | Semiconductors & Related Devices (3674) | 911761992 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1603917 | J. David Tupman | 226 Airport Parkway Suite 595 San Jose CA 95110 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2019-05-10 | 7,000 | $3.18 | 88,845 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | $5.50 | 2020-04-02 | 10,000 | 10,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2020-04-02 | 10,000 | 10,000 | Direct |
Footnotes
- This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by Dr. Tupman in February 2019. The Rule 10b5-1 trading plan provides for the sale on a pre-specified date of up to 7,000 of the shares that were released to Dr. Tupman on May 9, 2019 in connection with the annual grant awarded to him upon reelection to the Board of Directors on May 9, 2018.
- 25% vest on the first anniversary of the date of grant, with the remaining 75% vesting ratably on a monthly basis thereafter over three years.