Filing Details
- Accession Number:
- 0001209191-19-029126
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-10 19:13:20
- Reporting Period:
- 2019-05-08
- Accepted Time:
- 2019-05-10 19:13:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 4127 | Skyworks Solutions Inc. | SWKS | Semiconductors & Related Devices (3674) | 042302115 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1025092 | J David Aldrich | 20 Sylvan Road Woburn MA 01801 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-05-09 | 2,110 | $0.00 | 203,032 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-05-10 | 5,000 | $60.97 | 208,032 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-05-10 | 5,000 | $83.13 | 203,032 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Acquisiton | 2019-05-08 | 2,294 | $0.00 | 2,294 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2019-05-09 | 2,110 | $0.00 | 2,110 | $0.00 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-05-10 | 5,000 | $0.00 | 5,000 | $60.97 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,294 | No | 4 | A | Direct | ||
| 0 | No | 4 | M | Direct | ||
| 45,999 | 2020-05-09 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 20,175 | Indirect | By 401(k) plan |
Footnotes
- Restricted stock units convert into shares of common stock on a one-for-one basis.
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 2/12/2019.
- This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 04/30/2019.
- Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit.
- The restricted stock units vest on May 8, 2020.
- The restricted stock units vested on May 9, 2019.
- This stock option was originally scheduled to vest in four (4) equal installments, beginning on 11/10/2015 and ending on 11/10/2018. Pursuant to the Second Amended and Restated Change of Control/Severance Agreement between the Reporting Person and Skyworks Solutions, Inc., vesting of the unvested portion of this stock option was accelerated on 5/24/2018, in conjunction with the Reporting Person's cessation of employment.
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