Filing Details
- Accession Number:
- 0001652465-19-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-10 16:42:37
- Reporting Period:
- 2019-05-09
- Accepted Time:
- 2019-05-10 16:42:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1038773 | Smartfinancial Inc. | SMBK | National Commercial Banks (6021) | 621173944 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1652465 | Monique Berke | 5401 Kingston Pike Suite 600 Knoxville TN 37919 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-05-09 | 1,000 | $21.11 | 6,012 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-05-09 | 1,000 | $21.25 | 7,012 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-05-09 | 1,000 | $21.25 | 8,012 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-05-09 | 1,000 | $21.24 | 9,012 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | $15.05 | 2017-09-30 | 2025-09-30 | 1,025 | 1,025 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2025-09-30 | 1,025 | 1,025 | Direct |
Footnotes
- Fully vested.
Billionaire Hedge Funds
