Filing Details
- Accession Number:
- 0001209191-19-028867
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-10 16:08:54
- Reporting Period:
- 2019-05-09
- Accepted Time:
- 2019-05-10 16:08:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1059556 | Moodys Corp | MCO | Services-Consumer Credit Reporting, Collection Agencies (7320) | 133998945 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1195304 | J John Goggins | 7 World Trade Center 250 Greenwich Street New York NY 10007 | Evp And General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-05-09 | 21,593 | $26.78 | 87,352 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-05-09 | 16,391 | $187.91 | 70,961 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-05-09 | 2,909 | $188.85 | 68,052 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-05-09 | 2,093 | $189.87 | 65,959 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-05-09 | 200 | $190.45 | 65,759 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-05-09 | 21,593 | $0.00 | 21,593 | $26.78 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-02-09 | 2020-02-09 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,600 | Indirect | 401-K |
Footnotes
- Exercise and sale of shares pursuant to Rule 10b5-1 Plan.
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$187.29 to $188.28. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$188.29 to $189.28. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$189.43 to $190.42. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$190.43 to $190.47. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
- As of the last statement dated March 31, 2019.
- One fourth of the options vested each year beginning with the date indicated.
Billionaire Hedge Funds
