Filing Details
- Accession Number:
- 0001181431-11-017206
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-10 18:50:22
- Reporting Period:
- 2011-03-08
- Filing Date:
- 2011-03-10
- Accepted Time:
- 2011-03-10 18:50:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1316631 | Liberty Global Inc. | LBTY | Cable & Other Pay Television Services (4841) | 202197030 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1195192 | E David Rapley | 12300 Liberty Boulevard Englewood CO 80112 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Series A Common Stock | Acquisiton | 2011-03-08 | 586 | $17.42 | 3,800 | No | 4 | M | Direct | |
| Series A Common Stock | Acquisiton | 2011-03-08 | 586 | $17.54 | 4,386 | No | 4 | M | Direct | |
| Series A Common Stock | Acquisiton | 2011-03-08 | 3,192 | $17.16 | 7,578 | No | 4 | M | Direct | |
| Series A Common Stock | Acquisiton | 2011-03-08 | 10,000 | $23.21 | 17,578 | No | 4 | M | Direct | |
| Series A Common Stock | Acquisiton | 2011-03-08 | 5,000 | $22.19 | 22,578 | No | 4 | M | Direct | |
| Series A Common Stock | Acquisiton | 2011-03-08 | 10,000 | $39.71 | 32,578 | No | 4 | M | Direct | |
| Series A Common Stock | Acquisiton | 2011-03-08 | 6,667 | $33.00 | 39,245 | No | 4 | M | Direct | |
| Series A Common Stock | Acquisiton | 2011-03-08 | 3,334 | $14.91 | 42,579 | No | 4 | M | Direct | |
| Series A Common Stock | Disposition | 2011-03-08 | 39,365 | $43.09 | 3,214 | No | 4 | S | Direct | |
| Series C Common Stock | Acquisiton | 2011-03-08 | 586 | $16.50 | 724 | No | 4 | M | Direct | |
| Series C Common Stock | Acquisiton | 2011-03-08 | 586 | $16.61 | 1,310 | No | 4 | M | Direct | |
| Series C Common Stock | Acquisiton | 2011-03-08 | 3,192 | $16.25 | 4,502 | No | 4 | M | Direct | |
| Series C Common Stock | Acquisiton | 2011-03-08 | 10,000 | $21.98 | 14,502 | No | 4 | M | Direct | |
| Series C Common Stock | Acquisiton | 2011-03-08 | 5,000 | $21.58 | 19,502 | No | 4 | M | Direct | |
| Series C Common Stock | Acquisiton | 2011-03-08 | 10,000 | $37.51 | 29,502 | No | 4 | M | Direct | |
| Series C Common Stock | Acquisiton | 2011-03-08 | 6,667 | $31.40 | 36,169 | No | 4 | M | Direct | |
| Series C Common Stock | Acquisiton | 2011-03-08 | 3,334 | $14.82 | 39,503 | No | 4 | M | Direct | |
| Series C Common Stock | Disposition | 2011-03-08 | 39,365 | $41.27 | 138 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
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| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
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| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Series A Common | Stock Option (right to buy) | Disposition | 2011-03-08 | 586 | $0.00 | 586 | $17.42 |
| Series A Common | Stock Option (right to buy) | Disposition | 2011-03-08 | 586 | $0.00 | 586 | $17.54 |
| Series A Common | Stock Option (right to buy) | Disposition | 2011-03-08 | 3,192 | $0.00 | 3,192 | $17.16 |
| Series A Common | Stock Option (right to buy) | Disposition | 2011-03-08 | 10,000 | $0.00 | 10,000 | $23.21 |
| Series A Common | Stock Option (right to buy) | Disposition | 2011-03-08 | 5,000 | $0.00 | 5,000 | $22.19 |
| Series A Common | Stock Option (right to buy) | Disposition | 2011-03-08 | 10,000 | $0.00 | 10,000 | $39.71 |
| Series A Common | Stock Option (right to buy) | Disposition | 2011-03-08 | 6,667 | $0.00 | 6,667 | $33.00 |
| Series A Common | Stock Option (right to buy) | Disposition | 2011-03-08 | 3,334 | $0.00 | 3,334 | $14.91 |
| Series C Common | Stock Option (right to buy) | Disposition | 2011-03-08 | 586 | $0.00 | 586 | $16.50 |
| Series C Common | Stock Option (right to buy) | Disposition | 2011-03-08 | 586 | $0.00 | 586 | $16.61 |
| Series C Common | Stock Option (right to buy) | Disposition | 2011-03-08 | 3,192 | $0.00 | 3,192 | $16.25 |
| Series C Common | Stock Option (right to buy) | Disposition | 2011-03-08 | 10,000 | $0.00 | 10,000 | $21.98 |
| Series C Common | Stock Option (right to buy) | Disposition | 2011-03-08 | 5,000 | $0.00 | 5,000 | $21.58 |
| Series C Common | Stock Option (right to buy) | Disposition | 2011-03-08 | 10,000 | $0.00 | 10,000 | $37.51 |
| Series C Common | Stock Option (right to buy) | Disposition | 2011-03-08 | 6,667 | $0.00 | 6,667 | $31.40 |
| Series C Common | Stock Option (right to buy) | Disposition | 2011-03-08 | 3,334 | $0.00 | 3,334 | $14.82 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-09-09 | No | 4 | M | Direct | |
| 0 | 2014-06-01 | No | 4 | M | Direct | |
| 0 | 2014-06-22 | No | 4 | M | Direct | |
| 0 | 2015-06-15 | No | 4 | M | Direct | |
| 0 | 2016-06-22 | No | 4 | M | Direct | |
| 0 | 2017-06-19 | No | 4 | M | Direct | |
| 3,333 | 2018-06-12 | No | 4 | M | Direct | |
| 6,666 | 2019-06-17 | No | 4 | M | Direct | |
| 0 | 2013-09-09 | No | 4 | M | Direct | |
| 0 | 2014-06-01 | No | 4 | M | Direct | |
| 0 | 2014-06-22 | No | 4 | M | Direct | |
| 0 | 2015-06-15 | No | 4 | M | Direct | |
| 0 | 2016-06-22 | No | 4 | M | Direct | |
| 0 | 2017-06-19 | No | 4 | M | Direct | |
| 3,333 | 2018-06-12 | No | 4 | M | Direct | |
| 6,666 | 2019-06-17 | No | 4 | M | Direct |
Footnotes
- The price reflects a weighted average of sales made at prices ranging from $42.97 to $43.29. The Reporting Person agrees to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
- The price reflects a weighted average of sales made at prices ranging from $41.155 to $41.49. The Reporting Person agrees to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
- The option is 100% vested.
- The option vests in three equal installments commencing on the date of the issuer's 2009 or 2010 annual meeting of stockholders, as the case may be, and on the date of each annual meeting of stockholders thereafter.
Billionaire Hedge Funds
