Filing Details
- Accession Number:
- 0001209191-19-028686
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-10 10:01:56
- Reporting Period:
- 2019-05-08
- Accepted Time:
- 2019-05-10 10:01:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1050743 | Peapack Gladstone Financial Corp | PGC | Commercial Banks, Nec (6029) | 223537895 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1602623 | P John Babcock | 500 Hills Drive, Suite 300 Po Box 700 Bedminster NJ 07921 | Sevp & Pres Of Priv Wealth Mgt | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-05-08 | 300 | $28.49 | 51,320 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-05-08 | 563 | $28.51 | 50,757 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-05-08 | 100 | $28.52 | 50,657 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-05-08 | 299 | $28.60 | 50,358 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-05-08 | 537 | $28.65 | 49,821 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-05-08 | 100 | $28.66 | 49,721 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-05-08 | 100 | $28.67 | 49,621 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-05-08 | 1 | $28.79 | 49,620 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 8,850 | Indirect | Rabbi Trust |
| Common Stock | 6,411 | Indirect | 401(k) |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | $0.00 | 21,331 | 21,331 | Direct | ||
| Common Stock | Restricted Stock Unit | $0.00 | 1,497 | 1,497 | Direct | ||
| Common Stock | Restricted Stock Unit | $0.00 | 22,097 | 22,097 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 21,331 | 21,331 | Direct | |
| 1,497 | 1,497 | Direct | |
| 22,097 | 22,097 | Direct |
Footnotes
- The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated May 1, 2019.
- Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan.
- Includes 401(k) contributions used to purchase PGC stock.
- Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
- The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.
- The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.
- Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.
- The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.
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