Filing Details
- Accession Number:
- 0001209191-19-028685
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-10 10:01:34
- Reporting Period:
- 2019-05-08
- Accepted Time:
- 2019-05-10 10:01:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1609065 | Pathfinder Bancorp Inc. | PBHC | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1606623 | C. Adam Gagas | 214 West First Street Oswego NY 13126 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-05-08 | 7,100 | $14.25 | 18,565 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 14,300 | Indirect | By IRA |
| Common Stock | 149,664 | Indirect | By POA |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | $11.35 | 2017-05-06 | 2026-05-06 | 8,787 | 8,787 | Direct |
| Common Stock | Stock Options | $11.09 | 2016-11-02 | 2025-11-02 | 8,236 | 8,236 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2026-05-06 | 8,787 | 8,787 | Direct |
| 2025-11-02 | 8,236 | 8,236 | Direct |
Billionaire Hedge Funds
