Filing Details
- Accession Number:
- 0001638599-19-000498
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-09 18:19:15
- Reporting Period:
- 2019-05-07
- Accepted Time:
- 2019-05-09 18:19:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1635282 | Rimini Street Inc. | RMNI | Services-Business Services, Nec (7389) | 364880301 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1717127 | Sebastian Grady | C/O 3993 Howard Hughes Parkway Suite 500 Las Vegas NV 89169 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-05-07 | 3,359 | $1.16 | 3,459 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-05-07 | 3,359 | $5.18 | 100 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-05-07 | 21,039 | $1.16 | 21,139 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-05-07 | 21,039 | $5.18 | 100 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2019-05-07 | 3,359 | $0.00 | 3,359 | $1.16 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2019-05-07 | 21,039 | $0.00 | 21,039 | $1.16 |
| Common Stock | Restricted Stock Unit | Acquisiton | 2019-05-07 | 25,000 | $0.00 | 25,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-07-01 | No | 4 | M | Direct | |
| 248,300 | 2021-07-01 | No | 4 | M | Direct | |
| 25,000 | No | 4 | A | Direct |
Footnotes
- The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
- The shares subject to the option are fully-vested and exercisable.
- Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.
- The Restricted Stock Units will vest in three (3) equal annual installments on May 7, 2020, May 7, 2021 and May 7, 2022, subject to the Reporting Person's continued service to the Issuer through each such date.
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