Filing Details
- Accession Number:
- 0001567619-19-010301
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-09 16:37:32
- Reporting Period:
- 2019-02-26
- Accepted Time:
- 2019-05-09 16:37:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1505497 | Biorestorative Therapies Inc. | BRTX | Services-Misc Health & Allied Services, Nec (8090) | 911835664 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1677513 | Dale Broadrick | 3003 Brick Church Pike Nashville TN 37207 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-02-26 | 1,000 | $0.68 | 2,162,452 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-02-27 | 409 | $0.66 | 2,162,861 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-03-05 | 6,000 | $0.69 | 2,168,861 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-03-13 | 3,000 | $0.65 | 2,171,861 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-04-08 | 200 | $0.91 | 2,172,061 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-04-09 | 100 | $0.85 | 2,172,161 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-04-18 | 84,474 | $0.63 | 2,256,635 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-04-22 | 39,985 | $0.64 | 2,296,620 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-04-23 | 11,681 | $0.64 | 2,308,301 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-04-25 | 20,100 | $0.65 | 2,328,401 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-05-07 | 1,111,111 | $0.45 | 3,439,512 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant to acquire Common Stock | Acquisiton | 2019-05-07 | 555,556 | $0.00 | 555,556 | $0.85 |
| Common Stock | Warrant to acquire Common Stock | Acquisiton | 2019-05-07 | 555,555 | $0.00 | 555,555 | $0.70 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 555,556 | 2019-05-07 | 2024-05-07 | No | 4 | P | Direct |
| 555,555 | 2019-05-07 | 2020-05-07 | No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant to acquire Common Stock | $0.85 | 2019-02-19 | 2024-02-19 | 500,000 | 500,000 | Direct |
| Common Stock | Warrant to acquire Common Stock | $0.70 | 2019-02-19 | 2020-02-19 | 500,000 | 500,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2024-02-19 | 500,000 | 500,000 | Direct |
| 2020-02-19 | 500,000 | 500,000 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $0.60 to $0.63. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $0.63 to $0.65. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $0.64 to $0.65. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $0.63 to $0.65. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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