Filing Details

Accession Number:
0001567619-19-010299
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-05-09 16:36:14
Reporting Period:
2019-03-08
Accepted Time:
2019-05-09 16:36:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1408534 First Guaranty Bancshares Inc. FGBI Savings Institution, Federally Chartered (6035) 260513559
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1409022 Iii R. Edgar Smith 400 East Thomas Street
Hammond LA 70401
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
First Guaranty Bancshares, Inc. $1 Par Common Stock Acquisiton 2019-03-08 2,187 $21.00 529,279 No 4 P Indirect By Smith & Hood Investments, LLC
First Guaranty Bancshares, Inc. $1 Par Common Stock Acquisiton 2019-03-20 1,090 $21.00 530,639 No 4 P Indirect By Smith & Hood Investments, LLC
First Guaranty Bancshares, Inc. $1 Par Common Stock Acquisiton 2019-03-21 858 $20.84 531,227 No 4 P Indirect By Smith & Hood Investments, LLC
First Guaranty Bancshares, Inc. $1 Par Common Stock Acquisiton 2019-03-22 465 $21.00 531,692 No 4 P Indirect By Smith & Hood Investments, LLC
First Guaranty Bancshares, Inc. $1 Par Common Stock Acquisiton 2019-05-07 869 $21.45 532,561 No 4 P Indirect By Smith & Hood Investments, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Smith & Hood Investments, LLC
No 4 P Indirect By Smith & Hood Investments, LLC
No 4 P Indirect By Smith & Hood Investments, LLC
No 4 P Indirect By Smith & Hood Investments, LLC
No 4 P Indirect By Smith & Hood Investments, LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
First Guaranty Bancshares, Inc. $1 Par Common Stock 878,361 Indirect By Smith & Hood Holding Company, LLC
First Guaranty Bancshares, Inc. $1 Par Common Stock 204,836 Direct
First Guaranty Bancshares, Inc. $1 Par Common Stock 55,549 Indirect By affiliate, Big 4 Investments
First Guaranty Bancshares, Inc. $1 Par Common Stock 56,000 Indirect Held in individual account with broker
Footnotes
  1. The reporting person disclaims beneficial ownership of 439,180.5 shares of common stock held by a company in which the reporting person is deemed to be a controlling shareholder, which are included in this ownership report.
  2. The reporting person disclaims beneficial ownership of 266,280.50 shares of common stock held by a company in which the reporting person is deemed to be a controlling shareholder, which are included in this ownership report.
  3. This transaction was matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, against a sale transaction which occurred on December 6, 2018 and was previously reported on a Form 4. Smith & Hood Investments, LLC has paid the Issuer $6,125.71, representing the full amount of profit realized in connection with the short-swing transactions.