Filing Details
- Accession Number:
- 0001567619-19-010290
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-09 16:30:23
- Reporting Period:
- 2019-03-08
- Accepted Time:
- 2019-05-09 16:30:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1408534 | First Guaranty Bancshares Inc. | FGBI | Savings Institution, Federally Chartered (6035) | 260513559 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1409120 | K William Hood | 400 East Thomas Street Hammond LA 70401 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
First Guaranty Bancshares, Inc. $1 Par Common Stock | Acquisiton | 2019-03-08 | 2,187 | $21.00 | 529,279 | No | 4 | P | Indirect | By Smith & Hood Investments, LLC |
First Guaranty Bancshares, Inc. $1 Par Common Stock | Acquisiton | 2019-03-20 | 1,090 | $21.00 | 530,369 | No | 4 | P | Indirect | By Smith & Hood Investments, LLC |
First Guaranty Bancshares, Inc. $1 Par Common Stock | Acquisiton | 2019-03-21 | 858 | $20.84 | 531,227 | No | 4 | P | Indirect | By Smith & Hood Investments, LLC |
First Guaranty Bancshares, Inc. $1 Par Common Stock | Acquisiton | 2019-03-22 | 465 | $21.00 | 531,692 | No | 4 | P | Indirect | By Smith & Hood Investments, LLC |
First Guaranty Bancshares, Inc. $1 Par Common Stock | Acquisiton | 2019-05-07 | 869 | $21.45 | 532,561 | No | 4 | P | Indirect | By Smith & Hood Investments, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Smith & Hood Investments, LLC |
No | 4 | P | Indirect | By Smith & Hood Investments, LLC |
No | 4 | P | Indirect | By Smith & Hood Investments, LLC |
No | 4 | P | Indirect | By Smith & Hood Investments, LLC |
No | 4 | P | Indirect | By Smith & Hood Investments, LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
First Guaranty Bancshares, Inc. $1 Par Common Stock | 878,361 | Indirect | By Smith & Hood Holding Company, LLC |
First Guaranty Bancshares, Inc. $1 Par Common Stock | 54,806 | Indirect | By affiliate, Hood Investments, LLC |
First Guaranty Bancshares, Inc. $1 Par Common Stock | 19,649 | Indirect | By affiliate, WKH Management, Inc. |
First Guaranty Bancshares, Inc. $1 Par Common Stock | 152,781 | Direct | |
First Guaranty Bancshares, Inc. $1 Par Common Stock | 3,692 | Indirect | By affiliate, Amite Mini Storage |
First Guaranty Bancshares, Inc. $1 Par Common Stock | 1,650 | Indirect | Held in brokerage account (Stifel) owned by WKH Holdings |
Footnotes
- The reporting person disclaims beneficial ownership of 439,180.5 shares of common stock held by a company in which the reporting person is deemed to be a controlling shareholder, which are included in this ownership report.
- The reporting person disclaims beneficial ownership of 266,280.50 shares of common stock held by a company in which the reporting person is deemed to be a controlling shareholder, which are included in this ownership report.
- This transaction was matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, against a sale transaction which occurred on December 6, 2018 and was previously reported on a Form 4. Smith & Hood Investments, LLC has paid the Issuer $6,125.71, representing the full amount of profit realized in connection with the short-swing transactions.