Home > Insider Trading > Filing (0001493152-19-006679)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1408443	Milestone Pharmaceuticals Inc.	MIST	Pharmaceutical Preparations (2834)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1493215	Rtw Investments, Lp	412 West 15Th Street, Floor 9 New York NY 10011		No	No	Yes	No
1493280	Roderick Wong	C/O Rtw Investments, Lp 412 West 15Th Street, Floor 9 New York NY 10011		No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Shares	Acquisiton	2019-05-09	2,651,247	$0.00	2,651,247	No	4	C	Indirect	By RTW
Common Shares	Acquisiton	2019-05-09	203,942	$0.00	2,855,189	No	4	C	Indirect	By RTW
Common Shares	Acquisiton	2019-05-09	666,667	$15.00	3,521,856	No	4	P	Indirect	By RTW

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	By RTW
No	4	C	Indirect	By RTW
No	4	P	Indirect	By RTW

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Shares	Class D-1 Preferred	Disposition	2019-05-09	2,651,247	$0.00	2,651,247	$0.00
Common Shares	Class D-2 Preferred	Disposition	2019-05-09	203,942	$0.00	203,942	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0			No	4	C	Indirect
0			No	4	C	Indirect

Footnotes

Each share of Class D-1 Preferred and Class D-2 Preferred is convertible at any time, at the option of the holder, into Common Shares, on a one-for-one basis, has no expiration date and will convert into Common Shares upon the closing of the Issuer's initial public offering, which occurred on May 9, 2019.
The securities reported herein may be deemed beneficially owned by each of: (i) RTW Investments, LP ("RTW"), which is deemed the beneficial owner of shares held by RTW Master Fund, Ltd. and RTW Innovation Master Fund, Ltd. (the "Funds"), which are investment funds managed by RTW, and (ii) Roderick Wong, M.D who serves as the Managing Partner and Chief Investment Officer of RTW. Dr. Wong exercises voting and dispositive control over the securities held by RTW and is therefore deemed to be a beneficial owner of securities owned or controlled by RTW. Each of RTW and Dr. Wong disclaim beneficial ownership of the reported securities held by the Funds, except to the extent of its or his pecuniary interest therein.
Consists of 2,708,386 shares held directly by RTW Master Fund, Ltd. and 813,470 shares held by RTW Innovation Master Fund, Ltd.