Filing Details
- Accession Number:
- 0000064040-19-000140
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-09 08:52:19
- Reporting Period:
- 2019-05-07
- Accepted Time:
- 2019-05-09 08:52:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
64040 | S&P Global Inc. | SPGI | Services-Consumer Credit Reporting, Collection Agencies (7320) | 131026995 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1639790 | Courtney Geduldig | 55 Water Street New York NY 10041 | Evp, Public Affairs | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2019-05-07 | 2,705 | $217.57 | 7,917 | No | 4 | S | Direct | |
Common Stock | Disposition | 2019-05-07 | 1,400 | $217.57 | 1,653 | No | 4 | S | Indirect | By Spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Spouse |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Options (Right to Buy) | $77.81 | 2015-04-01 | 2024-03-31 | 437 | 437 | Direct |
Common Stock | Restricted Stock Units | $0.00 | 2017-12-31 | 2019-12-31 | 336 | 336 | Direct |
Common Stock | Restricted Stock Units | $0.00 | 705 | 705 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 512 | 512 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 2020-12-01 | 2020-12-01 | 242 | 242 | Indirect |
Common Stock | Restricted Stock Units | $0.00 | 2019-12-31 | 2019-12-31 | 276 | 276 | Indirect |
Common Stock | Restricted Stock Units | $0.00 | 2020-12-31 | 2020-12-31 | 377 | 377 | Indirect |
Common Stock | Restricted Stock Units | $0.00 | 493 | 493 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2024-03-31 | 437 | 437 | Direct |
2019-12-31 | 336 | 336 | Direct |
705 | 705 | Direct | |
512 | 512 | Direct | |
2020-12-01 | 242 | 242 | Indirect |
2019-12-31 | 276 | 276 | Indirect |
2020-12-31 | 377 | 377 | Indirect |
493 | 493 | Indirect |
Footnotes
- The reporting person acquired beneficial ownership of these shares upon her marriage to the owner of the shares on 07/14/2018.
- As previously reported, the reporting person was granted 1,283 options on 04/01/2014, which became exercisable in annual installments. The first installment of 33% became exercisable on 04/01/2015, the next 33% installment became exercisable on 04/01/2016 and the remaining 34% installment became exercisable on 04/01/2017.
- Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
- As previously reported, the reporting person was granted 986 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
- The reporting person was granted 705 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
- As previously reported, the reporting person was granted 764 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
- The reporting person's spouse was granted 361 restricted stock units on 12/01/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/01/2018 and will vest 33% on 12/01/2019 and 34% on 12/01/2020.
- The reporting person's spouse was granted 812 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date.
- The reporting person's spouse was granted 563 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date.
- The reporting person's spouse was granted 493 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date.