Home > Insider Trading > Filing (0000064040-19-000138)

Filing Details

Accession Number:: 0000064040-19-000138
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-05-09 08:48:52
Reporting Period:: 2019-05-07

Accepted Time:: 2019-05-09 08:48:52
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
64040	S&P Global Inc.	SPGI	Services-Consumer Credit Reporting, Collection Agencies (7320)	131026995

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1684373	Nancy Luquette	55 Water Street New York NY 10041	Svp, Chief Risk & Audit Exec	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2019-05-07	200	$216.84	2,340	No	4	S	Direct
Common Stock	Disposition	2019-05-07	2,000	$216.85	340	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Restricted Stock Units	$0.00	2017-12-31	2019-12-31	198	198	Direct
Common Stock	Restricted Stock Units	$0.00			323	323	Direct
Common Stock	Restricted Stock Units	$0.00			634	634	Direct
Common Stock	Options (Right to Buy)	$59.92		2023-09-02	876	876	Direct
Common Stock	Options (Right to Buy)	$77.81		2024-03-31	1,411	1,411	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2019-12-31	198	198	Direct
	323	323	Direct
	634	634	Direct
2023-09-02	876	876	Direct
2024-03-31	1,411	1,411	Direct

Footnotes

Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
As previously reported, the reporting person was granted 580 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
As previously reported, the reporting person was granted 482 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
As previously reported, the reporting person was granted 634 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
As previously reported, the reporting person was granted 876 options on 09/03/2013, which became exercisable in annual installments. The first installment of 33% became exercisable on 09/03/2014, the next 33% installment became exercisable on 09/03/2015 and the remaining 34% installment became exercisable on 09/03/2016.
As previously reported, the reporting person was granted 1,411 options on 04/01/2014, which became exercisable in annual installments. The first installment of 33% became exercisable on 04/01/2015, the next 33% installment became exercisable on 04/01/2016 and the remaining 34% installment will become exercisable on 04/01/2017.