Filing Details

Accession Number:
0001329700-11-000006
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2011-03-08 17:28:58
Reporting Period:
2011-03-07
Filing Date:
2011-03-08
Accepted Time:
2011-03-08 17:28:58
Original Submission Date:
2011-03-08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1048685 Metalico Inc MEA Secondary Smelting & Refining Of Nonferrous Metals (3341) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1068853 R Bret Maxwell 1033 Skokie Blvd Suite 430
Northbrook IL 60062
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-03-07 19,280 $6.11 498,375 No 4 S Indirect See Footnote 2
Common Stock Disposition 2011-03-07 4,820 $6.11 124,719 No 4 S Indirect See Footnote 4
Common Stock Disposition 2011-03-08 20,720 $6.00 477,655 No 4 S Indirect See Footnote 2
Common Stock Disposition 2011-03-08 5,180 $6.00 119,539 No 4 S Indirect See Footnote 4
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote 2
No 4 S Indirect See Footnote 4
No 4 S Indirect See Footnote 2
No 4 S Indirect See Footnote 4
Footnotes
  1. Sales made pursuant to a previously disclosed Rule 10b5-1 trading plan effective July 21, 2010. Prices ranged from $6.10 - $6.14 per share. Reporting Person will provide on request full information regarding the number of shares sold at each price.
  2. Held by: Infrastructure & Environmental Private Equity Fund III, of which the Reporting Person may be deemed to be a beneficial owner pursuant to rule 16a-1(a)(1).
  3. The original Form 4 inadvertently included an arithmetical error in shares sold.
  4. Held by: Environmental Information Technology Private Equity Fund III, of which the Reporting Person may be deemed to be a beneficial owner pursuant to rule 16a-1(a)(1).
  5. Sales made pursuant to a previously disclosed Rule 10b5-1 trading plan effective July 21, 2010.