Home > Insider Trading > Filing (0000064040-19-000136)

Filing Details

Accession Number:: 0000064040-19-000136
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-05-08 14:44:11
Reporting Period:: 2019-05-06

Accepted Time:: 2019-05-08 14:44:11
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
64040	S&P Global Inc.	SPGI	Services-Consumer Credit Reporting, Collection Agencies (7320)	131026995

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1574918	L Ewout Steenbergen	55 Water Street New York NY 10041	Evp & Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2019-05-06	3,100	$214.30	15,694	No	4	S	Direct
Common Stock	Disposition	2019-05-06	1,574	$215.38	14,120	No	4	S	Direct
Common Stock	Disposition	2019-05-06	1,300	$216.28	12,820	No	4	S	Direct
Common Stock	Disposition	2019-05-06	2,026	$217.30	10,794	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Restricted Stock Units	$0.00	2017-12-31	2019-12-31	1,419	1,419	Direct
Common Stock	Restricted Stock Units	$0.00			2,450	2,450	Direct
Common Stock	Restricted Stock Units	$0.00			3,523	3,523	Direct
Common Stock	Restricted Stock Units	$0.00			6,580	6,580	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2019-12-31	1,419	1,419	Direct
	2,450	2,450	Direct
	3,523	3,523	Direct
	6,580	6,580	Direct

Footnotes

The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 10/29/2018.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $213.90 to $214.86, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $215.21 to $215.70, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $215.93 to $216.89, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $216.94 to $217.52, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (5) to this Form 4.
Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
As previously reported, the reporting person was granted 4,175 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
As previously reported, the reporting person was granted 3,657 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
As previously reported, the reporting person was granted 3,523 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting dat
As previously reported, the reporting person was granted 19,353 restricted stock units on 12/01/2016, subject to 3-year vesting. The restricted stock units vested 33% on 12/01/2017 and 33% on 12/01/2018 and the remaining 34% will vest on 12/01/2019.