Filing Details
- Accession Number:
- 0001104659-19-027598
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-07 20:25:44
- Reporting Period:
- 2019-05-06
- Accepted Time:
- 2019-05-07 20:25:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1297184 | Amphastar Pharmaceuticals Inc. | AMPH | Pharmaceutical Preparations (2834) | 330702205 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1645326 | Rong Zhou | C/O Amphastar Pharmaceuticals, Inc. 11570 6Th Street Rancho Cucamonga CA 91730 | Evp, Production Center | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-05-06 | 9,600 | $20.26 | 66,707 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-05-06 | 9,600 | $22.76 | 57,107 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-05-06 | 9,600 | $0.00 | 9,600 | $20.26 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2019-08-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 99,668 | Indirect | See footnote |
Common Stock | 5,000 | Indirect | See footnote |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2018.
- The shares are held of record by the Zhou Family Trust for which the reporting person serves as a trustee.
- The shares are held of record by the reporting person's spouse.
- Shares subject to the option are fully vested and immediately exercisable.
- On March 4, 2019, an amendment on Form 4 (the "Amendment") was filed to reflect an adjustment of 3,200 shares to the amount of derivative securities beneficially owned following the reported transaction on Form 4 filed on February 7, 2019 (the "Original Form 4"). The Amendment was filed in error as the balance on the Original Form 4 was reported correctly. The error was carried forward in a subsequent Form 4 filed on March 4, 2019. The total reported in Column 9 of Table II has been adjusted to correct the understatement of total holdings by 3,200 shares reflected in the Amendment and the Original Form 4.