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Filing Details

Accession Number:: 0001403256-19-000121
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-05-07 18:53:42
Reporting Period:: 2019-05-03

Accepted Time:: 2019-05-07 18:53:42
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1403256	Och-Ziff Capital Management Group Llc	OZM	Investment Advice (6282)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1547489	Michael Thomas Sipp	C/O Och-Ziff Capital Management Group 9 West 57Th Street New York NY 10019	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Shares	Acquisiton	2019-05-03	105,507	$0.00	105,507	No	4	M	Direct
Class A Shares	Disposition	2019-05-03	3,537	$15.57	101,970	No	4	S	Direct
Class A Shares	Disposition	2019-05-06	2,605	$15.95	99,365	No	4	S	Direct
Class A Shares	Disposition	2019-05-07	3,100	$16.02	96,265	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Shares	Class A Restricted Share Units	Disposition	2019-05-03	105,507	$0.00	105,507	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
211,012			No	4	M	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Shares	Class A Restricted Share Units	$0.00			31,523	31,523	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	31,523	31,523	Direct

Footnotes

The transaction reported on this line represents the vesting of Class A Restricted Share Units as presented in Table II below.
The Class A Shares were sold at prices ranging from $15.48 to $15.70. Upon request, the Reporting Person will provide to the U.S. Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of Class A Shares sold at each separate price.
The Class A Shares were sold at prices ranging from $15.34 to $16.37. Upon request, the Reporting Person will provide to the U.S. Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of Class A Shares sold at each separate price.
The Class A Shares were sold at prices ranging from $15.83 to $16.20. Upon request, the Reporting Person will provide to the U.S. Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of Class A Shares sold at each separate price.
Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date.
The Class A Restricted Share Units relate to Class A Restricted Share Units granted on May 3, 2018. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on May 3, 2020 and May 3, 2021.
The Class A Restricted Share Units relate to Class A Restricted Share Units granted on February 20, 2019. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2020, January 1, 2021 and January 1, 2022.