Filing Details

Accession Number:
0001079973-19-000277
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-05-07 17:38:06
Reporting Period:
2019-04-22
Accepted Time:
2019-05-07 17:38:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1128189 Protokinetix Inc. PKTX Pharmaceutical Preparations (2834) 943355026
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1516077 Edward Clarence Smith 1845 County Road #214
St. Augustine FL 32084
President & Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-04-22 12,500 $0.75 6,086,101 No 4 P Indirect See footnote
Common Stock Acquisiton 2019-04-22 53,333 $0.08 6,139,434 No 4 P Indirect See footnote
Common Stock Acquisiton 2019-04-23 20,390 $0.08 6,159,824 No 4 P Indirect See footnote
Common Stock Acquisiton 2019-04-23 29,610 $0.08 6,189,434 No 4 P Indirect See footnote
Common Stock Acquisiton 2019-04-23 60,294 $0.09 6,249,728 No 4 P Indirect See footnote
Common Stock Acquisiton 2019-04-25 34,600 $0.08 6,284,328 No 4 P Indirect See footnote
Common Stock Acquisiton 2019-04-29 41,303 $0.09 6,325,631 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 61,353,833 Direct
Common Stock 0 Indirect See footnote
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $0.09 2023-11-08 5,000,000 5,000,000 Direct
Common Stock Stock Option $0.06 2021-08-31 5,000,000 5,000,000 Direct
Common Stock Stock Option $0.05 2020-12-31 5,000,000 5,000,000 Direct
Common Stock Stock Option $0.08 2019-12-31 5,000,000 5,000,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2023-11-08 5,000,000 5,000,000 Direct
2021-08-31 5,000,000 5,000,000 Direct
2020-12-31 5,000,000 5,000,000 Direct
2019-12-31 5,000,000 5,000,000 Direct
Footnotes
  1. Shares held by the Clarence E. Smith Trust and purchased on the open market.
  2. Shares held by Mr. Smith's retirement account.
  3. Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan. On March 31, 2019, 1,250,000 shares vest; thereafter 1,250,000 shares vest each quarter.
  4. Options granted pursuant to 2017 Stock Option and Stock Bonus Plan. On December 31, 2017, 1,250,000 shares vested; thereafter 1,250,000 shares vested each quarter.
  5. Options granted pursuant to 2017 Stock Option and Stock Bonus Plan. On March 31, 2017, 1,250,000 shares vested; thereafter 1,250,000 shares vested each quarter.
  6. Options granted pursuant to 2015 Stock Option and Stock Bonus Plan. On March 31, 2016, 1,250,000 shares vested; thereafter 1,250,000 shares vested each quarter.