Filing Details
- Accession Number:
- 0001179110-19-005682
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-07 17:10:08
- Reporting Period:
- 2019-05-03
- Accepted Time:
- 2019-05-07 17:10:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 908315 | Winmark Corp | WINA | Retail-Miscellaneous Retail (5900) | 411622691 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1346749 | C Steven Zola | 605 Hwy 169 N Suite 400 Minneapolis MN 55441 | President, Winmark Capital | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-05-03 | 1,048 | $13.01 | 3,051 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-05-03 | 1,276 | $22.15 | 4,327 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-05-03 | 458 | $178.73 | 3,869 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-05-03 | 1,866 | $177.12 | 2,003 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-05-06 | 385 | $22.15 | 2,388 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-05-06 | 35 | $180.46 | 2,353 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-05-06 | 350 | $177.06 | 2,003 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-05-07 | 1,992 | $22.15 | 3,995 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-05-07 | 50 | $174.50 | 3,945 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-05-07 | 1,942 | $173.38 | 2,003 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-05-03 | 1,048 | $13.01 | 1,048 | $13.01 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-05-03 | 3,653 | $22.15 | 7,500 | $22.15 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-06-01 | 2019-06-01 | No | 4 | M | Direct |
| 3,847 | 2010-12-10 | 2019-12-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 800 | Indirect | Child 1 |
| Common Stock | 58,974 | Indirect | by Zola Livng Trust |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | $31.19 | 2011-06-01 | 2020-06-01 | 7,113 | 7,113 | Direct |
| Common Stock | Employee Stock Option (right to buy) | $32.92 | 2011-12-14 | 2020-12-14 | 8,581 | 8,581 | Direct |
| Common Stock | Employee Stock Option (right to buy) | $37.76 | 2012-06-01 | 2021-06-01 | 6,937 | 6,937 | Direct |
| Common Stock | Employee Stock Option (right to buy) | $53.34 | 2012-12-08 | 2021-12-08 | 9,013 | 9,013 | Direct |
| Common Stock | Employee Stock Option (right to buy) | $51.17 | 2013-06-01 | 2022-06-01 | 7,296 | 7,296 | Direct |
| Common Stock | Employee Stock Option (right to buy) | $55.72 | 2013-12-13 | 2022-12-13 | 9,250 | 9,250 | Direct |
| Common Stock | Employee Stock Option (right to buy) | $59.77 | 2014-06-01 | 2023-06-01 | 7,577 | 7,577 | Direct |
| Common Stock | Employee Stock Option (right to buy) | $82.72 | 2014-12-16 | 2023-12-16 | 9,250 | 9,250 | Direct |
| Common Stock | Employee Stock Option (right to buy) | $66.29 | 2015-06-01 | 2024-06-01 | 8,500 | 8,500 | Direct |
| Common Stock | Employee Stock Option (right to buy) | $80.32 | 2015-12-15 | 2024-12-15 | 8,500 | 8,500 | Direct |
| Common Stock | Employee Stock Option (right to buy) | $91.93 | 2016-06-01 | 2025-06-01 | 6,800 | 6,800 | Direct |
| Common Stock | Employee Stock Option (right to buy) | $90.99 | 2016-12-14 | 2025-12-14 | 6,800 | 6,800 | Direct |
| Common Stock | Employee Stock Option (right to buy) | $98.25 | 2017-06-01 | 2026-06-01 | 5,000 | 5,000 | Direct |
| Common Stock | Employee Stock Option (right to buy) | $125.50 | 2017-12-12 | 2026-12-12 | 5,000 | 5,000 | Direct |
| Common Stock | Employee Stock Option (right to buy) | $122.50 | 2018-06-01 | 2027-06-01 | 5,000 | 5,000 | Direct |
| Common Stock | Employee Stock Option (right to buy) | $134.25 | 2018-12-11 | 2027-12-11 | 5,000 | 5,000 | Direct |
| Common Stock | Employee Stock Option (right to buy) | $143.20 | 2019-06-01 | 2028-06-01 | 5,000 | 5,000 | Direct |
| Common Stock | Employee Stock Option (right to buy) | $156.00 | 2019-12-11 | 2028-12-11 | 5,000 | 5,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-06-01 | 7,113 | 7,113 | Direct |
| 2020-12-14 | 8,581 | 8,581 | Direct |
| 2021-06-01 | 6,937 | 6,937 | Direct |
| 2021-12-08 | 9,013 | 9,013 | Direct |
| 2022-06-01 | 7,296 | 7,296 | Direct |
| 2022-12-13 | 9,250 | 9,250 | Direct |
| 2023-06-01 | 7,577 | 7,577 | Direct |
| 2023-12-16 | 9,250 | 9,250 | Direct |
| 2024-06-01 | 8,500 | 8,500 | Direct |
| 2024-12-15 | 8,500 | 8,500 | Direct |
| 2025-06-01 | 6,800 | 6,800 | Direct |
| 2025-12-14 | 6,800 | 6,800 | Direct |
| 2026-06-01 | 5,000 | 5,000 | Direct |
| 2026-12-12 | 5,000 | 5,000 | Direct |
| 2027-06-01 | 5,000 | 5,000 | Direct |
| 2027-12-11 | 5,000 | 5,000 | Direct |
| 2028-06-01 | 5,000 | 5,000 | Direct |
| 2028-12-11 | 5,000 | 5,000 | Direct |
Footnotes
- 25% per year for 4 years
- 458 shares sold at an average price of $178.73, with a range of $178.56 to $179.10, to cover payment of exercise price of and taxes due on option exercises included on this Form 4.
- 1,866 shares sold at an average price of $177.12, with a range of $177.00 to $178.00, to cover payment of exercise price of and taxes due on option exercises included on this Form 4.
- 35 shares sold at an average price of $180.46, with a range of $179.99 to $180.50, to cover payment of exercise price of and taxes due on option exercises included on this Form 4.
- 350 shares sold at an average price of $177.06, with a range of $177.00 to $177.15, to cover payment of exercise price of and taxes due on option exercises included on this Form 4.
- 50 shares sold at a price of $174.50 to cover payment of exercise price of and taxes due on option exercises included on this Form 4.
- 1,942 shares sold at an average price of $173.38, with a range of $173.00 to $174.00, to cover payment of exercise price of and taxes due on option exercises included on this Form 4.
- 1,276 option shares exercised 5/3/2019, 385 option shares exercised 5/6/2019 and 1,992 shares exercised 5/7/2019 as indicated in Table 1.
Billionaire Hedge Funds
