Filing Details
- Accession Number:
- 0001179110-19-005679
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-07 17:01:05
- Reporting Period:
- 2019-05-03
- Accepted Time:
- 2019-05-07 17:01:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 911177 | Casella Waste Systems Inc | CWST | Refuse Systems (4953) | 030338873 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1055352 | W John Casella | C/O Casella Waste Systems 25 Greens Hill Lane Rutland VT 05701 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2019-05-03 | 16,230 | $5.54 | 422,204 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2019-05-03 | 8,012 | $12.48 | 430,216 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2019-05-03 | 45,124 | $37.31 | 385,092 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2019-05-03 | 16,230 | $0.00 | 16,230 | $5.54 |
| Class A Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2019-05-03 | 8,012 | $0.00 | 8,012 | $12.48 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2023-12-13 | No | 4 | M | Direct | |
| 0 | 2026-11-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class B Common Stock | 494,100 | Direct | |
| Class A Common Stock | 694 | Indirect | See Footnote |
Footnotes
- Held by Mr. Casella's spouse. Mr. Casella disclaims beneficial ownership of the securities indicated to the extent to which he does not have an actual pecuniary interest in such securities.
- Represents the weighted average sales price for shares sold in multiple transactions, ranging from $36.95 to $37.89. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- The option vested in one third increments; one third on December 13, 2014, one third on December 13, 2015 and one third on December 13, 2016.
- The option vested on February 20, 2019.
Billionaire Hedge Funds
