Filing Details
- Accession Number:
- 0001179110-19-005678
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-07 17:00:50
- Reporting Period:
- 2019-05-03
- Accepted Time:
- 2019-05-07 17:00:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 911177 | Casella Waste Systems Inc | CWST | Refuse Systems (4953) | 030338873 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1564279 | Edmond Coletta | 25 Greens Hill Lane Rutland VT 05701 | Senior Vice President & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2019-05-03 | 136,053 | $7.17 | 292,035 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2019-05-03 | 9,964 | $12.48 | 302,269 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2019-05-03 | 88,370 | $37.25 | 213,899 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2019-05-06 | 57,647 | $37.38 | 156,252 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2019-05-07 | 20,000 | $4.72 | 176,252 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2019-05-07 | 13,947 | $7.17 | 190,199 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2019-05-07 | 8,012 | $12.48 | 198,211 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2019-05-03 | 136,053 | $0.00 | 136,053 | $7.17 |
| Class A Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2019-05-03 | 9,964 | $0.00 | 9,964 | $12.48 |
| Class A Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2019-05-07 | 20,000 | $0.00 | 20,000 | $4.72 |
| Class A Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2019-05-07 | 13,947 | $0.00 | 13,947 | $7.17 |
| Class A Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2019-05-07 | 8,012 | $0.00 | 8,012 | $12.48 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2025-12-01 | No | 4 | M | Direct | |
| 0 | 2026-11-17 | No | 4 | M | Direct | |
| 0 | 2020-03-04 | No | 4 | M | Direct | |
| 0 | 2025-12-01 | No | 4 | M | Direct | |
| 0 | 2026-11-17 | No | 4 | M | Direct |
Footnotes
- Represents the weighted average sales price for shares sold in multiple transactions, ranging from $37.00 to $37.89. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- Represents the weighted average sales price for shares sold in multiple transactions, ranging from $37.10 to $37.60. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- The option vested on November 19, 2018.
- The option vested on February 20, 2019.
- The option vested in one third increments; one third on March 4, 2010, one third on March 4, 2011, and one third on March 4, 2012.
Billionaire Hedge Funds
