Filing Details
- Accession Number:
- 0001072627-19-000040
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-06 18:10:34
- Reporting Period:
- 2014-09-17
- Accepted Time:
- 2019-05-06 18:10:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1072627 | Kingsway Financial Services Inc | KFS | () | 1231 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1071674 | Oakmont Capital Inc | 45 St. Clair Avenue West Suite 400 Toronto Ontario Z4 M4V 1K9 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-09-17 | 381,250 | $4.50 | 1,837,500 | No | 4 | X | Direct | |
Common Stock | Acquisiton | 2014-12-08 | 25,000 | $5.42 | 1,862,500 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2017-12-12 | 60,000 | $5.05 | 1,922,500 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | X | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Warrants | Disposition | 2014-09-17 | 381,250 | $0.00 | 381,250 | $4.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-08-18 | 2014-09-19 | No | 4 | X | Direct |
Footnotes
- The Series A Warrants were exercisable at a strike price of $4.50 per warrant.
- The original date exercisable was 09/16/2016, which was accelerated upon the issuer's notice on 08/18/2014 to redeem the Series A Warrants. The expiration date was also accelerated from 09/15/2020 to 09/19/2014 in connection with such notice.