Filing Details
- Accession Number:
- 0001437749-19-008857
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-06 16:43:30
- Reporting Period:
- 2019-05-02
- Accepted Time:
- 2019-05-06 16:43:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 870826 | Evine Live Inc. | EVLV | Retail-Catalog & Mail-Order Houses (5961) | 411673770 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1186951 | Tim Peterman | 6740 Shady Oak Road Eden Prairie MN 55344 | Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-05-02 | 166,667 | $0.75 | 328,667 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Performance Stock Units | Acquisiton | 2019-05-02 | 680,000 | $0.00 | 680,000 | $0.00 |
| Common Stock | Warrants (right to buy) | Acquisiton | 2019-05-02 | 72,917 | $0.00 | 72,917 | $1.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 680,000 | 2029-05-02 | No | 4 | A | Direct | |
| 72,917 | 2019-05-02 | 2024-05-01 | No | 4 | P | Direct |
Footnotes
- Each performance stock unit represents a contingent right to receive one share of common stock and was granted as an inducement material to the reporting person's entering into employment with the Company in accordance with Nasdaq Listing Rule 5635(c)(4).
- The performance stock units grant shall vest one-third upon the one year anniversary of the grant date, one-third when the per-share closing price of the issuer's common stock reaches or exceeds an average trading price of $2.00 for 20 consecutive trading days and the reporting person has been continuously employed for at least one year from the grant date, and the remaining shares when the per-share closing price of the issuer's common stock reaches or exceeds an average trading price of $4.00 for 20 consecutive trading days and the reporting person has been continuously employed for at least two years after the grant date, and shall otherwise be subject to the terms and conditions of the applicable award agreement.
Billionaire Hedge Funds
