Filing Details
- Accession Number:
- 0001209191-19-027601
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2019-05-03 20:59:11
- Reporting Period:
- 2019-05-01
- Accepted Time:
- 2019-05-03 20:59:11
- Original Submission Date:
- 2019-05-03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1596967 | Moelis & Co | MC | Investment Advice (6282) | 464500216 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1604691 | Jeffrey Raich | C/O Moelis &Amp; Company 399 Park Avenue, 5Th Floor New York NY 10022 | Co-President, Md | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2019-05-01 | 146,724 | $0.00 | 146,724 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2019-05-01 | 4 | $149.26 | 146,720 | No | 4 | D | Direct | |
| Class A Common Stock | Disposition | 2019-05-01 | 73,361 | $37.50 | 73,359 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | 2014 Incentive Restricted Stock Units | Disposition | 2019-05-01 | 29,372 | $0.00 | 29,372 | $0.00 |
| Class A Common Stock | 2014 Incentive RSUs Granted in 2015 | Disposition | 2019-05-01 | 49,930 | $0.00 | 49,930 | $0.00 |
| Class A Common Stock | 2015 Incentive RSUs | Disposition | 2019-05-01 | 27,218 | $0.00 | 27,218 | $0.00 |
| Class A Common Stock | 2016 Incentive RSUs | Disposition | 2019-05-01 | 22,165 | $0.00 | 22,165 | $0.00 |
| Class A Common Stock | 2017 Incentive RSUs | Disposition | 2019-05-01 | 18,038 | $0.00 | 18,038 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct | ||
| 49,930 | No | 4 | M | Direct | ||
| 54,437 | No | 4 | M | Direct | ||
| 66,496 | No | 4 | M | Direct | ||
| 72,156 | No | 4 | M | Direct |
Footnotes
- Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).
- Pursuant to the terms of the RSUs, fractional shares were settled in cash.
- Based on the price per share of Class A common stock of $37.50.
- The RSUs were settled for Class A common stock on May 1, 2019.
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