Filing Details
- Accession Number:
- 0001321732-19-000055
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-03 19:22:56
- Reporting Period:
- 2019-05-01
- Accepted Time:
- 2019-05-03 19:22:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1321732 | Penumbra Inc | PEN | Surgical & Medical Instruments & Apparatus (3841) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1651325 | Sridhar Kosaraju | One Penumbra Place Alameda CA 94502 | Cfo And Head Of Strategy | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2019-05-01 | 243 | $130.23 | 187,108 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2019-05-01 | 200 | $132.30 | 186,908 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2019-05-01 | 100 | $134.88 | 186,808 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2019-05-01 | 8 | $135.52 | 186,800 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2019-05-02 | 4,449 | $130.04 | 182,351 | No | 4 | S | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
Footnotes
- The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
- This transaction was executed in multiple trades at prices ranging from $130.00 to $130.49. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Any changes between direct holdings and indirect holdings through the Kosaraju Family Trust are in transactions exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 as mere changes in form of beneficial ownership.
- Shares are held by the Kosaraju Family Trust.
- This transaction was executed in multiple trades at prices ranging from $132.15 to $132.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $130.00 to $130.32. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.