Filing Details
- Accession Number:
- 0001140361-11-015107
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-08 16:21:18
- Reporting Period:
- 2011-03-04
- Filing Date:
- 2011-03-08
- Accepted Time:
- 2011-03-08 16:21:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
823094 | Sothebys | BID | Services-Business Services, Nec (7389) | 382478409 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1388075 | Bruno Vinciguerra | 1334 York Avenue New York NY 10021 | Evp & Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-03-04 | 9,688 | $48.80 | 21,983 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-03-05 | 5,653 | $0.00 | 27,636 | No | 4 | A | Direct | |
Common Stock | Disposition | 2011-03-05 | 2,613 | $0.00 | 25,023 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2011-03-07 | 11,250 | $0.00 | 36,273 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-03-07 | 11,250 | $48.13 | 25,023 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option-Right to Buy | Disposition | 2011-03-07 | 11,250 | $0.00 | 11,250 | $22.11 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
33,750 | 2011-02-09 | 2020-02-09 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.72 to $48.85, inclusive.
- Includes 1,620 of shares of unvested restricted stock
- Performance share units that have vested and are settled in common stock as a result of the fulfillment of a pre-tax earnings target.
- Not Applicable
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.06 to $48.30, inclusive.
- Granted under the Issuer's 1997 Stock Option Plan