Filing Details

Accession Number:
0001140361-11-015107
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-03-08 16:21:18
Reporting Period:
2011-03-04
Filing Date:
2011-03-08
Accepted Time:
2011-03-08 16:21:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
823094 Sothebys BID Services-Business Services, Nec (7389) 382478409
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1388075 Bruno Vinciguerra 1334 York Avenue
New York NY 10021
Evp & Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-03-04 9,688 $48.80 21,983 No 4 S Direct
Common Stock Acquisiton 2011-03-05 5,653 $0.00 27,636 No 4 A Direct
Common Stock Disposition 2011-03-05 2,613 $0.00 25,023 No 4 F Direct
Common Stock Acquisiton 2011-03-07 11,250 $0.00 36,273 No 4 M Direct
Common Stock Disposition 2011-03-07 11,250 $48.13 25,023 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 A Direct
No 4 F Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option-Right to Buy Disposition 2011-03-07 11,250 $0.00 11,250 $22.11
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
33,750 2011-02-09 2020-02-09 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.72 to $48.85, inclusive.
  2. Includes 1,620 of shares of unvested restricted stock
  3. Performance share units that have vested and are settled in common stock as a result of the fulfillment of a pre-tax earnings target.
  4. Not Applicable
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.06 to $48.30, inclusive.
  6. Granted under the Issuer's 1997 Stock Option Plan