Home > Insider Trading > Filing (0001562180-19-002539)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
719739	Svb Financial Group	SIVB	State Commercial Banks (6022)	942856336

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1421898	Christopher Edmonds-Waters	3005 Tasman Drive Santa Clara CA 95054	Chief Human Resources Officer	No	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2019-05-01	136	$0.00	3,630	No	4	M	Direct
Common Stock	Acquisiton	2019-05-01	195	$0.00	3,825	No	4	M	Direct
Common Stock	Acquisiton	2019-05-01	590	$129.81	4,415	No	4	M	Direct
Common Stock	Disposition	2019-05-01	97	$250.43	4,318	No	4	F	Direct
Common Stock	Disposition	2019-05-01	590	$251.10	3,728	No	4	S	Direct
Common Stock	Disposition	2019-05-01	68	$250.43	3,660	No	4	F	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct
No	4	F	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Performance Restricted Stock Unit	Acquisiton	2019-05-01	1,851	$0.00	1,851	$0.00
Common Stock	Performance Restricted Stock Unit	Acquisiton	2019-05-01	3,085	$0.00	3,085	$0.00
Common Stock	Restricted Stock Unit	Disposition	2019-05-01	195	$0.00	195	$0.00
Common Stock	Restricted Stock Unit	Disposition	2019-05-01	136	$0.00	136	$0.00
Common Stock	Restricted Stock Unit	Acquisiton	2019-05-01	1,028	$0.00	1,028	$0.00
Common Stock	Restricted Stock Unit	Acquisiton	2019-05-01	617	$0.00	617	$0.00
Common Stock	Stock Option	Acquisiton	2019-05-01	2,863	$0.00	2,863	$250.43
Common Stock	Stock Option	Acquisiton	2019-05-01	1,718	$0.00	1,718	$250.43
Common Stock	Stock Option	Disposition	2019-05-01	590	$0.00	590	$129.81

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,851	2022-01-31	2026-05-01	No	4	A	Direct
4,936	2022-01-31	2026-05-01	No	4	A	Direct
0		2022-05-01	No	4	M	Direct
405		2025-05-01	No	4	M	Direct
1,028	2022-05-01	2026-05-01	No	4	A	Direct
617		2026-05-01	No	4	A	Direct
2,863	2022-05-01	2026-05-01	No	4	A	Direct
1,718		2026-05-01	No	4	A	Direct
0		2022-05-01	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	2,917	Indirect	By 401(k)/ESOP

Footnotes

Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
Restricted stock units are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates.
Stock options are subject to cliff vest on May 1, 2022.
Stock options are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates.
The transactions reported were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective March 5, 2019.
Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units.
The information in this report is based on 401(k)/ESOP Plan statement dated as of March 31, 2019.
Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
Performance-based restricted stock units (PRSUs) are subject to both performance-based and time-based vesting and scheduled to vest on January 31, 2022.
25%/4yr beginning on 01-May-2015.
25%/4yr beginning on 01-May-2018.
Restricted stock units are subject to cliff vest on May 1, 2022.