Filing Details
- Accession Number:
- 0001140361-11-015074
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-08 15:54:43
- Reporting Period:
- 2011-03-03
- Filing Date:
- 2011-03-08
- Accepted Time:
- 2011-03-08 15:54:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1172136 | Us Geothermal Inc | HTM | Electric Services (4911) | 841472231 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1427837 | J Daniel Kunz | C/O Us Geothermal Inc. 1505 Tyrell Lane Boise ID 83706 | Ceo And President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-03-03 | 3,500 | $1.03 | 2,524,526 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-03-03 | 3,500 | $1.10 | 2,521,026 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-03-07 | 166,440 | $1.03 | 2,687,466 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-03-07 | 166,440 | $1.10 | 2,521,026 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2011-03-03 | 3,500 | $0.00 | 3,500 | $1.03 |
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2011-03-07 | 166,440 | $0.00 | 166,440 | $1.03 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 526,500 | 2011-04-12 | No | 4 | M | Direct | |
| 360,060 | 2011-04-12 | No | 4 | M | Direct |
Footnotes
- Option granted at exercise price of Cdn$1.00; exercise price above reflects foreign exchange rate on date of exercise.
- The option vests in four equal installments beginning on 4/12/06 and every six months thereafter; such grant vested in full at 18 months.
Billionaire Hedge Funds
